UBS O'Connor’s Lumen Technologies, Inc. Common Stock LUMN Stock Holding History

UBS O'Connor’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-500,000	Closed	-$5.88M	–	345
2019 Q2	$5.88M	Sell	500,000 -100,000	-17%	-$1.13M	0.11%	95
2019 Q1	$7.19M	Buy	+600,000	New	+$8.34M	0.2%	87
2017 Q2	–	Sell	-144,126	Closed	-$3.4M	–	442
2017 Q1	$3.4M	Sell	144,126 -32,390	-18%	-$790K	0.06%	251
2016 Q4	$4.2M	Buy	+176,516	New	+$4.48M	0.08%	242
2015 Q3	–	Sell	-82,012	Closed	-$2.41M	–	665
2015 Q2	$2.41M	Buy	82,012 +26,244	+47%	+$894K	0.02%	385
2015 Q1	$1.93M	Buy	+55,768	New	+$2.08M	0.02%	426
2014 Q4	–	Sell	-45,916	Closed	-$1.88M	–	684
2014 Q3	$1.88M	Buy	+45,916	New	+$1.8M	0.03%	297

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SAM

Southeastern Asset Management Memphis, Tennessee $1.92B AUM 6.41% 1-Year Est. Return

Temasek Holdings Singapore $37.3B AUM 12.6% 1-Year Est. Return

Pacer Advisors Malvern, Pennsylvania $39.3B AUM 27.96% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

UBS O'Connor's LUMN Position: Q3 2019 in Review

UBS O'Connor sold out of Lumen Technologies, Inc. Common Stock (LUMN) in Q3 2019, closing a stake of 500,000 shares — an estimated $5.88M sold.

UBS O'Connor first reported a position in LUMN in Q3 2014 and held it in 7 quarters. The position peaked at $7.19M in Q1 2019. 691 funds tracked by Wall St. Rank hold LUMN as of Q3 2019.

UBS O'Connor reported no remaining Lumen Technologies, Inc. Common Stock position as of Q3 2019 after selling out during the quarter.
UBS O'Connor sold 500,000 Lumen Technologies, Inc. Common Stock shares in Q3 2019, an estimated $5.88M.
UBS O'Connor first reported a position in Lumen Technologies, Inc. Common Stock in Q3 2014 and held it in 7 quarters.
UBS O'Connor's Lumen Technologies, Inc. Common Stock position peaked at $7.19M in Q1 2019.
691 funds tracked by Wall St. Rank held Lumen Technologies, Inc. Common Stock as of Q3 2019.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.