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634 hedge funds and large institutions have $17B invested in Lumen in 2014 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 201 increasing their positions, 262 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more call options, than puts

Call options by funds: $252M | Put options by funds: $157M

51% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 43

38% more funds holding in top 10

Funds holding in top 10: 811 (+3)

8% more capital invested

Capital invested by funds: $15.7B → $17B (+$1.25B)

3% more funds holding

Funds holding: 617634 (+17)

2.76% less ownership

Funds ownership: 75.74%72.98% (-2.8%)

23% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 262

Holders
634
Holders Change
+17
Holders Change %
+2.76%
% of All Funds
18.4%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.32%
New
65
Increased
201
Reduced
262
Closed
43
Calls
$252M
Puts
$157M
Net Calls
+$94.2M
Net Calls Change
+$11.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital Research Global Investors
1
Capital Research Global Investors
California
$2.62B -$323M -8,223,213 -11%
State Street
2
State Street
Massachusetts
$1.33B +$10.9M +276,476 +0.9%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.22B +$32.9M +836,765 +3%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$648M +$23.9M +608,108 +4%
BIT
5
BlackRock Institutional Trust
California
$639M -$12.4M -316,806 -2%
BFA
6
BlackRock Fund Advisors
California
$552M +$11.2M +285,885 +2%
EIP
7
Epoch Investment Partners
New York
$466M -$3.75M -95,340 -0.8%
Ameriprise
8
Ameriprise
Minnesota
$379M +$172M +4,384,190 +90%
Franklin Resources
9
Franklin Resources
California
$322M -$35M -890,135 -10%
T. Rowe Price Associates
10
T. Rowe Price Associates
Maryland
$316M +$2.95M +75,090 +1%
Capital International Investors
11
Capital International Investors
California
$310M +$22.2M +565,585 +8%
Northern Trust
12
Northern Trust
Illinois
$291M -$4.82M -122,580 -2%
Bank of America
13
Bank of America
North Carolina
$227M +$3.39M +86,301 +2%
APG Asset Management
14
APG Asset Management
Netherlands
$227M -$9.04M -230,188 -4%
AL
15
AJO LP
Pennsylvania
$207M +$13.7M +348,270 +7%
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$193M +$3.4M +86,540 +2%
Morgan Stanley
17
Morgan Stanley
New York
$193M -$29.1M -739,447 -14%
Norges Bank
18
Norges Bank
Norway
$190M -$37.4M -950,943 -17%
OSAM
19
O'Shaughnessy Asset Management
Connecticut
$179M +$23.2M +591,485 +16%
Capital World Investors
20
Capital World Investors
California
$175M -$29.9M -760,000 -15%
BG
21
BlackRock Group
United Kingdom
$173M -$141K -3,582 -0.1%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$168M -$5.51M -140,161 -3%
TD Asset Management
23
TD Asset Management
Ontario, Canada
$165M +$4.82M +122,564 +3%
JP Morgan Chase
24
JP Morgan Chase
New York
$152M +$26.6M +676,571 +22%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$149M +$33.8M +861,255 +31%

LUMN Hedge Fund Activity: Q3 2014 in Review

634 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2014, worth a combined $17B — up 7.9% from $15.7B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new LUMN positions and 43 closed out — a net gain of 22 holders — while 201 added to existing stakes and 262 trimmed.

The largest buyer was Ameriprise, adding an estimated $172M. The largest seller was Capital Research Global Investors, cutting an estimated $323M.

  • 634 institutional investors held Lumen (LUMN) as of Q3 2014, up from 617 in Q2 2014.
  • Funds reported $17B of Lumen stock for Q3 2014, up 7.9% quarter-over-quarter.
  • 65 funds opened new Lumen positions in Q3 2014 and 43 closed out, a net change of +22 holders.
  • The largest Lumen buyer in Q3 2014 was Ameriprise, an estimated $172M added.
  • The largest Lumen seller in Q3 2014 was Capital Research Global Investors, an estimated $323M sold.

Based on aggregated 13F filings for Q3 2014.