Analytic Investors’s Lumen LUMN Stock Holding History

Analytic Investors’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$5.16M	Buy	+187,928	New	+$5.49M	0.06%	193
2015 Q4	–	Sell	-43,175	Closed	-$1.08M	–	656
2015 Q3	$1.08M	Sell	43,175 -804,995	-95%	-$22.3M	0.01%	355
2015 Q2	$24.9M	Buy	848,170 +132,260	+18%	+$4.5M	0.35%	72
2015 Q1	$24.7M	Buy	715,910 +15,937	+2%	+$595K	0.34%	77
2014 Q4	$27.7M	Sell	699,973 -263	-0%	-$10.5K	0.39%	76
2014 Q3	$28.6M	Buy	+700,236	New	+$27.5M	0.41%	76
2013 Q4	–	Sell	-777,442	Closed	-$24.4M	–	541
2013 Q3	$24.4M	Buy	777,442 +112,800	+17%	+$3.84M	0.39%	82
2013 Q2	$23.5M	Buy	+664,642	New	+$24.2M	0.39%	85

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Analytic Investors's LUMN Position: Q3 2016 in Review

Analytic Investors opened a new position in Lumen (LUMN) in Q3 2016: 187,928 shares worth $5.16M. The stake represents 0.06% of the portfolio and ranks #193 among its holdings. This is a return to the name: Analytic Investors previously reported a position in LUMN as recently as Q3 2015.

Analytic Investors first reported a position in LUMN in Q2 2013 and has held it in 8 quarters since. The position peaked at $28.6M in Q3 2014. 637 funds tracked by Wall St. Rank hold LUMN as of Q3 2016.

Analytic Investors held 187,928 shares of Lumen worth $5.16M as of Q3 2016.
Lumen was a new Analytic Investors position in Q3 2016.
Lumen made up 0.06% of Analytic Investors's portfolio in Q3 2016, its #193 holding.
Analytic Investors first reported a position in Lumen in Q2 2013 and has held it in 8 quarters since.
Analytic Investors's Lumen position peaked at $28.6M in Q3 2014.
637 funds tracked by Wall St. Rank held Lumen as of Q3 2016.

Based on Analytic Investors's 13F filing for Q3 2016, filed 14 Nov 2016.