We are live on ! Find out more

612 hedge funds and large institutions have $13.9B invested in Lumen in 2013 Q4 according to their latest regulatory filings, with 84 funds opening new positions, 182 increasing their positions, 277 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more call options, than puts

Call options by funds: $258M | Put options by funds: $121M

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 70

2.07% more ownership

Funds ownership: 72.1%74.17% (+2.1%)

1% more funds holding

Funds holding: 603612 (+9)

11% less capital invested

Capital invested by funds: $15.7B → $13.9B (-$1.76B)

34% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 277

Holders
612
Holders Change
+9
Holders Change %
+1.49%
% of All Funds
17.76%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.15%
New
84
Increased
182
Reduced
277
Closed
70
Calls
$258M
Puts
$121M
Net Calls
+$137M
Net Calls Change
+$85.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Capital Research Global Investors
1
Capital Research Global Investors
California
$2.31B -$62.6M -1,959,063 -3%
State Street
2
State Street
Massachusetts
$1.1B -$861K -26,955 -0.1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$913M -$10.3M -322,355 -1%
BIT
4
BlackRock Institutional Trust
California
$514M +$9.77M +305,620 +2%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$446M +$124M +3,874,495 +38%
BFA
6
BlackRock Fund Advisors
California
$373M +$31.4M +983,234 +9%
EIP
7
Epoch Investment Partners
New York
$342M -$8.61M -269,496 -2%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$321M +$35.7M +1,118,588 +12%
Capital World Investors
9
Capital World Investors
California
$293M -$37.1M -1,161,120 -11%
American Century Companies
10
American Century Companies
Missouri
$290M -$30.7M -961,052 -10%
Northern Trust
11
Northern Trust
Illinois
$242M -$4.4M -137,575 -2%
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$232M -$1.42M -44,440 -0.6%
NIMC
13
NWQ Investment Management Company
California
$230M +$14.6M +455,700 +7%
Morgan Stanley
14
Morgan Stanley
New York
$207M -$35.7M -1,117,924 -15%
APG Asset Management
15
APG Asset Management
Netherlands
$205M +$22M +689,792 +12%
Lazard Asset Management
16
Lazard Asset Management
New York
$173M +$9.4M +294,124 +6%
Bank of America
17
Bank of America
North Carolina
$170M -$17.5M -548,795 -9%
Ameriprise
18
Ameriprise
Minnesota
$165M -$15.6M -489,327 -9%
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$144M -$1.07M -33,601 -0.7%
PAMU
20
Pictet Asset Management (UK)
United Kingdom
$142M +$24.2M +757,804 +20%
Capital International Investors
21
Capital International Investors
California
$137M +$135M +4,224,496 +5,363%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$137M +$3.6M +112,581 +3%
BG
23
BlackRock Group
United Kingdom
$131M -$7.32M -229,058 -5%
Franklin Resources
24
Franklin Resources
California
$108M +$102M +3,196,345 +1,572%
Jennison Associates
25
Jennison Associates
New York
$102M +$102M +3,188,024 New

LUMN Hedge Fund Activity: Q4 2013 in Review

612 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q4 2013, worth a combined $13.9B — down 11% from $15.7B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new LUMN positions and 70 closed out — a net gain of 14 holders — while 182 added to existing stakes and 277 trimmed.

The largest buyer was Capital International Investors, adding an estimated $135M. The largest seller was Capital Research Global Investors, cutting an estimated $62.6M.

  • 612 institutional investors held Lumen (LUMN) as of Q4 2013, up from 603 in Q3 2013.
  • Funds reported $13.9B of Lumen stock for Q4 2013, down 11% quarter-over-quarter.
  • 84 funds opened new Lumen positions in Q4 2013 and 70 closed out, a net change of +14 holders.
  • The largest Lumen buyer in Q4 2013 was Capital International Investors, an estimated $135M added.
  • The largest Lumen seller in Q4 2013 was Capital Research Global Investors, an estimated $62.6M sold.

Based on aggregated 13F filings for Q4 2013.