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637 hedge funds and large institutions have $11.2B invested in Lumen in 2016 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 257 increasing their positions, 208 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 208

12% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 52

1.22% more ownership

Funds ownership: 74.04%75.26% (+1.2%)

4% less capital invested

Capital invested by funds: $11.7B → $11.2B (-$506M)

1% less funds holding

Funds holding: 644637 (-7)

27% less call options, than puts

Call options by funds: $190M | Put options by funds: $258M

56% less funds holding in top 10

Funds holding in top 10: 94 (-5)

Holders
637
Holders Change
-7
Holders Change %
-1.09%
% of All Funds
17%
Holding in Top 10
4
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-55.56%
% of All Funds
0.11%
New
58
Increased
257
Reduced
208
Closed
52
Calls
$190M
Puts
$258M
Net Calls
-$68.5M
Net Calls Change
+$44.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.07B +$33.5M +1,148,259 +3%
Capital Research Global Investors
2
Capital Research Global Investors
California
$929M -$36.8M -1,260,341 -4%
State Street
3
State Street
Massachusetts
$839M +$8.59M +294,284 +1%
Bank of America
4
Bank of America
North Carolina
$769M +$104M +3,562,080 +15%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$548M +$16.7M +573,040 +3%
BFA
6
BlackRock Fund Advisors
California
$444M +$2.06M +70,705 +0.4%
BIT
7
BlackRock Institutional Trust
California
$423M +$9.36M +320,586 +2%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$262M +$14.9M +509,499 +6%
Ameriprise
9
Ameriprise
Minnesota
$258M +$111M +3,805,189 +68%
EIP
10
Epoch Investment Partners
New York
$223M +$155K +5,308 +0.1%
Northern Trust
11
Northern Trust
Illinois
$196M +$4.3M +147,357 +2%
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$189M +$657K +22,495 +0.3%
Invesco
13
Invesco
Georgia
$167M +$1.61M +55,234 +0.9%
BG
14
BlackRock Group
United Kingdom
$156M -$5.84M -200,007 -3%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$151M +$16.3M +558,956 +11%
APG Asset Management
16
APG Asset Management
Netherlands
$134M -$2.48M -85,000 -2%
OSAM
17
O'Shaughnessy Asset Management
Connecticut
$130M +$3.59M +122,906 +3%
Capital International Investors
18
Capital International Investors
California
$120M
AQR Capital Management
19
AQR Capital Management
Connecticut
$114M +$57.7M +1,976,769 +90%
American Century Companies
20
American Century Companies
Missouri
$109M -$41.8M -1,431,007 -26%
Morgan Stanley
21
Morgan Stanley
New York
$101M -$11.1M -379,876 -9%
First Trust Advisors
22
First Trust Advisors
Illinois
$99.8M +$10.7M +366,947 +11%
Goldman Sachs
23
Goldman Sachs
New York
$98.2M -$10.1M -345,804 -9%
Legal & General Group
24
Legal & General Group
United Kingdom
$93.3M +$2.42M +82,941 +3%
JP Morgan Chase
25
JP Morgan Chase
New York
$84.1M -$17.3M -591,877 -16%

LUMN Hedge Fund Activity: Q3 2016 in Review

637 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Lumen (LUMN) for Q3 2016, worth a combined $11.2B — down 4.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new LUMN positions and 52 closed out — a net gain of 6 holders — while 257 added to existing stakes and 208 trimmed.

The largest buyer was Ameriprise, adding an estimated $111M. The largest seller was Jupiter Investment Management, cutting an estimated $68M.

  • 637 institutional investors held Lumen (LUMN) as of Q3 2016, down from 644 in Q2 2016.
  • Funds reported $11.2B of Lumen stock for Q3 2016, down 4.3% quarter-over-quarter.
  • 58 funds opened new Lumen positions in Q3 2016 and 52 closed out, a net change of +6 holders.
  • The largest Lumen buyer in Q3 2016 was Ameriprise, an estimated $111M added.
  • The largest Lumen seller in Q3 2016 was Jupiter Investment Management, an estimated $68M sold.

Based on aggregated 13F filings for Q3 2016.