Tradewinds Global Investors’s Lumen LUMN Stock Holding History

Tradewinds Global Investors’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$1.19M	Sell	43,239 -1,278,485	-97%	-$37.3M	1.46%	31
2016 Q2	$38.3M	Buy	1,321,724 +292,770	+28%	+$8.53M	2.49%	9
2016 Q1	$32.9M	Buy	1,028,954 +16,986	+2%	+$476K	1.99%	11
2015 Q4	$25.5M	Sell	1,011,968 -235,281	-19%	-$6.31M	1.5%	21
2015 Q3	$31.3M	Buy	1,247,249 +358,192	+40%	+$9.92M	1.54%	24
2015 Q2	$26.1M	Buy	889,057 +726,057	+445%	+$24.7M	1.13%	32
2015 Q1	$5.63M	Buy	163,000 +90,000	+123%	+$3.36M	0.23%	77
2014 Q4	$2.89M	Sell	73,000 -750,182	-91%	-$30M	0.12%	91
2014 Q3	$33.7M	Sell	823,182 -161,343	-16%	-$6.34M	1.24%	29
2014 Q2	$35.6M	Sell	984,525 -377,463	-28%	-$13.5M	1.21%	33
2014 Q1	$44.7M	Buy	+1,361,988	New	+$41.7M	1.12%	25

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Tradewinds Global Investors's LUMN Position: Q3 2016 in Review

Tradewinds Global Investors reduced its Lumen (LUMN) stake by 97% in Q3 2016, selling an estimated $37.3M and leaving 43,239 shares worth $1.19M. The position accounts for 1.46% of the portfolio, ranked #31.

Tradewinds Global Investors first reported a position in LUMN in Q1 2014 and has held it in 11 quarters since. The position peaked at $44.7M in Q1 2014. 638 funds tracked by Wall St. Rank hold LUMN as of Q3 2016.

Tradewinds Global Investors held 43,239 shares of Lumen worth $1.19M as of Q3 2016.
Tradewinds Global Investors sold 1,278,485 Lumen shares in Q3 2016, an estimated $37.3M.
Lumen made up 1.46% of Tradewinds Global Investors's portfolio in Q3 2016, its #31 holding.
Tradewinds Global Investors first reported a position in Lumen in Q1 2014 and has held it in 11 quarters since.
Tradewinds Global Investors's Lumen position peaked at $44.7M in Q1 2014.
638 funds tracked by Wall St. Rank held Lumen as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.