We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACC
526
DELISTED
American Campus Communities, Inc.
ACC
– –
-36,800
Closed -$1.33M
ATRS
527
DELISTED
Antares Pharma, Inc.
ATRS
– –
-200,000
Closed -$340K
HMHC
528
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-55,000
Closed -$1.12M
FMBI
529
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-72,500
Closed -$1.27M
SC
530
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-135,215
Closed -$2.76M
QTS
531
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-92,168
Closed -$4.03M
MXIM
532
DELISTED
Maxim Integrated Products
MXIM
– –
-46,348
Closed -$1.55M
WRI
533
DELISTED
Weingarten Realty Investors
WRI
– –
-15,523
Closed -$514K
CBL
534
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-55,403
Closed -$762K
CETV
535
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-231,596
Closed -$500K
ETFC
536
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-95,300
Closed -$8K
ETFC
537
DELISTED
E*Trade Financial Corporation
ETFC
– –
-122,000
Closed -$3.21M
FSB
538
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-33,749
Closed -$754K
NE
539
DELISTED
Noble Corporation
NE
– –
-299,770
Closed -$3.27M
CHK
540
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-2,000
Closed -$78K
AKS
541
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-500,000
Closed -$62K
AKS
542
PUT
DELISTED
AK Steel Holding Corp
AKS
– –
-500,000
Closed -$28K
INXN
543
DELISTED
Interxion Holding N.V.
INXN
– –
-50,000
Closed -$1.35M
DERM
544
DELISTED
Dermira, Inc.
DERM
– –
-20,200
Closed -$471K
HOS
545
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-318,343
Closed -$4.31M
VSI
546
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-250,000
Closed -$8.16M
CVRS
547
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-71,970
Closed -$222K
APC
548
DELISTED
Anadarko Petroleum
APC
– –
-111,971
Closed -$6.76M
GNCA
549
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-2,500
Closed -$137K
WFT
550
DELISTED
Weatherford International plc
WFT
– –
-1,008,514
Closed -$8.55M
20 21
22
23 24

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.