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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VALE icon
501
CALL
Vale
VALE
$58B
– –
-1,907,200
Closed -$172K –
VIRT icon
502
Virtu Financial
VIRT
$5.08B
– –
-95,168
Closed -$2.15M –
VTVT icon
503
vTv Therapeutics
VTVT
$123M
– –
-1,835
Closed -$500K –
XBI icon
504
State Street SPDR S&P Biotech ETF
XBI
$10B
– –
-144,434
Closed -$7.5M –
XLE icon
505
CALL
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
– –
-240,000
Closed -$4K –
YUM icon
506
CALL
Yum! Brands
YUM
$39.5B
– –
-201,973
Closed -$30K –
UCB icon
507
United Community Banks
UCB
$4.02B
– –
-133,532
Closed -$2.6M –
SGI icon
508
Somnigroup International
SGI
$14.3B
– –
-681,760
Closed -$12M –
PDCE
509
DELISTED
PDC Energy, Inc.
PDCE
– –
-171,400
Closed -$9.15M –
UNVR
510
DELISTED
Univar Solutions Inc.
UNVR
– –
-328,480
Closed -$5.59M –
RSX
511
DELISTED
VanEck Russia ETF
RSX
– –
-250,000
Closed -$3.66M –
ZEN
512
DELISTED
ZENDESK INC
ZEN
– –
-100,000
Closed -$2.64M –
TWTR
513
DELISTED
Twitter, Inc.
TWTR
– –
-140,000
Closed -$3.24M –
CSOD
514
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-475,000
Closed -$16.4M –
TPCO
515
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-30,000
Closed -$276K –
CXO
516
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-128,354
Closed -$11.9M –
NBL
517
DELISTED
Noble Energy, Inc.
NBL
– –
-180,000
Closed -$5.93M –
PFNX
518
DELISTED
Pfenex Inc.
PFNX
– –
-28,800
Closed -$356K –
LM
519
DELISTED
Legg Mason, Inc.
LM
– –
-200,000
Closed -$7.85M –
OPB
520
DELISTED
Opus Bank Common Stock
OPB
– –
-160,000
Closed -$5.92M –
ZAYO
521
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-60,000
Closed -$1.6M –
STI icon
522
DELISTED
SunTrust Banks, Inc.
STI
– –
-500,000
Closed -$21.4M –
VIAB
523
DELISTED
Viacom Inc. Class B
VIAB
– –
-100,000
Closed -$4.12M –
DATA
524
DELISTED
Tableau Software, Inc.
DATA
– –
-12,000
Closed -$1.13M –
WP
525
DELISTED
Worldpay, Inc.
WP
– –
-110,000
Closed -$5.22M –
19 20
21
22 23

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.