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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
501
Somnigroup International
SGI
$13.6B
– –
-340,880
Closed -$6M
PDCE
502
DELISTED
PDC Energy, Inc.
PDCE
– –
-85,700
Closed -$4.58M
UNVR
503
DELISTED
Univar Solutions Inc.
UNVR
– –
-164,240
Closed -$2.79M
ZEN
504
DELISTED
ZENDESK INC
ZEN
– –
-50,000
Closed -$1.32M
TWTR
505
DELISTED
Twitter, Inc.
TWTR
– –
-70,000
Closed -$1.62M
CSOD
506
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-237,500
Closed -$8.2M
TPCO
507
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-15,000
Closed -$138K
CXO
508
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-64,177
Closed -$5.96M
NBL
509
DELISTED
Noble Energy, Inc.
NBL
– –
-90,000
Closed -$2.96M
PFNX
510
DELISTED
Pfenex Inc.
PFNX
– –
-14,400
Closed -$178K
LM
511
DELISTED
Legg Mason, Inc.
LM
– –
-100,000
Closed -$3.92M
OPB
512
DELISTED
Opus Bank Common Stock
OPB
– –
-80,000
Closed -$2.96M
ZAYO
513
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-30,000
Closed -$798K
STI
514
DELISTED
SunTrust Banks, Inc.
STI
– –
-250,000
Closed -$10.7M
VIAB
515
DELISTED
Viacom Inc. Class B
VIAB
– –
-50,000
Closed -$2.06M
DATA
516
DELISTED
Tableau Software, Inc.
DATA
– –
-6,000
Closed -$565K
WP
517
DELISTED
Worldpay, Inc.
WP
– –
-55,000
Closed -$2.61M
ADYX
518
DELISTED
Adynxx Inc
ADYX
– –
-584
Closed -$75K
BMS
519
DELISTED
Bemis
BMS
– –
-186,072
Closed -$8.32M
RDC
520
DELISTED
Rowan Companies Plc
RDC
– –
-136,400
Closed -$2.31M
ACET
521
DELISTED
Aceto Corp
ACET
– –
-7,680
Closed -$207K
RICE
522
DELISTED
Rice Energy Inc.
RICE
– –
-309,000
Closed -$3.37M
KITE
523
DELISTED
Kite Pharma, Inc.
KITE
– –
-4,000
Closed -$246K
KCG
524
DELISTED
KCG Holdings, Inc.
KCG
– –
-785,043
Closed -$9.66M
TSNU
525
DELISTED
Tyson Foods, Inc.
TSNU
– –
-1,045,000
Closed -$63.4M
19 20
21
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SAG
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ACI
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TCOV
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A
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CGL
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.