UBS O'Connor’s VanEck Russia ETF RSX Stock Holding History

UBS O'Connor’s Portfolio RSX Stock Details RSX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-250,000	Closed	-$3.66M	–	545
2015 Q4	$3.66M	Buy	+250,000	New	+$4.09M	0.03%	272
2014 Q4	–	Sell	-127,907	Closed	-$2.86M	–	735
2014 Q3	$2.86M	Buy	+127,907	New	+$3.16M	0.05%	272
2014 Q2	–	Sell	-26,090	Closed	-$642K	–	567
2014 Q1	$626K	Buy	+26,090	New	+$654K	0.01%	349

Other funds holding RSX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

DCM

Discovery Capital Management South Norwalk, Connecticut $2.41B AUM 286.33% 1-Year Est. Return

UIM

USS Investment Management London, United Kingdom $27.8B AUM 39.41% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Korea Investment Corp Seoul, South Korea $52.7B AUM 42.7% 1-Year Est. Return

Kepos Capital New York $73.4M AUM 4.78% 1-Year Est. Return

UBS O'Connor's RSX Position: Q1 2016 in Review

UBS O'Connor sold out of VanEck Russia ETF (RSX) in Q1 2016, closing a stake of 250,000 shares — an estimated $3.66M sold.

UBS O'Connor first reported a position in RSX in Q1 2014 and held it in 3 quarters. The position peaked at $3.66M in Q4 2015. 118 funds tracked by Wall St. Rank hold RSX as of Q1 2016.

UBS O'Connor reported no remaining VanEck Russia ETF position as of Q1 2016 after selling out during the quarter.
UBS O'Connor sold 250,000 VanEck Russia ETF shares in Q1 2016, an estimated $3.66M.
UBS O'Connor first reported a position in VanEck Russia ETF in Q1 2014 and held it in 3 quarters.
UBS O'Connor's VanEck Russia ETF position peaked at $3.66M in Q4 2015.
118 funds tracked by Wall St. Rank held VanEck Russia ETF as of Q1 2016.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.