We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
26
DELISTED
Pinnacle Foods, Inc.
PF
$56.8M 1.04%
1,271,891
+252,527
+25% +$10.9M
RAD
27
DELISTED
Rite Aid Corporation
RAD
$50.2M 0.92%
308,135
+73,165
+31% +$11.5M
WRK
28
DELISTED
WestRock Company
WRK
$49M 0.9%
1,394,169
+487,980
+54% +$15.9M
RTX icon
29
RTX Corp
RTX
$301B
$47.2M 0.87%
+749,886
New +$43.5M
CCK icon
30
Crown Holdings
CCK
$13.2B
$43.2M 0.79%
871,747
+772,634
+780% +$36.3M
AAL icon
31
American Airlines Group
AAL
$10.6B
$40.4M 0.74%
985,198
+85,701
+10% +$3.45M
ODP
32
DELISTED
ODP
ODP
$39.3M 0.72%
+553,141
New +$29.8M
MHK icon
33
Mohawk Industries
MHK
$8.97B
$38.4M 0.7%
201,166
-93,824
-32% -$16.3M
LGF
34
DELISTED
Lions Gate Entertainment
LGF
$37M 0.68%
1,693,500
+1,021,542
+152% +$24.4M
IM
35
DELISTED
Ingram Micro
IM
$36.9M 0.68%
+1,026,750
New +$32.8M
BBY icon
36
Best Buy
BBY
$16.9B
$35.9M 0.66%
1,106,435
-178,881
-14% -$5.42M
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$4.38T
$34.7M 0.64%
910,000
+84,280
+10% +$3.1M
ATML
38
DELISTED
ATMEL CORP
ATML
$33.9M 0.62%
4,176,895
+1,216,683
+41% +$9.83M
NKE icon
39
Nike
NKE
$62.3B
$32.7M 0.6%
531,926
+370,552
+230% +$22.4M
HUM icon
40
Humana
HUM
$44.1B
$32.2M 0.59%
176,105
-99,983
-36% -$17.3M
PM icon
41
Philip Morris
PM
$293B
$31.1M 0.57%
317,164
+236,081
+291% +$21.6M
WU icon
42
Western Union
WU
$2.23B
$30.4M 0.56%
1,573,646
-167,079
-10% -$3.01M
LQD icon
43
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$29.7M 0.55%
+250,000
New +$28.7M
ADT
44
DELISTED
ADT Corp
ADT
$29.6M 0.54%
+717,004
New +$25.2M
BKNG icon
45
Booking.com
BKNG
$156B
$29.6M 0.54%
573,750
+249,825
+77% +$12M
DAL icon
46
Delta Air Lines
DAL
$60.5B
$29.4M 0.54%
604,654
-590,219
-49% -$27.6M
MEG
47
DELISTED
Media General, Inc
MEG
$29.4M 0.54%
+1,802,702
New +$29.1M
WLK icon
48
Westlake Corp
WLK
$9.93B
$29.1M 0.53%
628,652
-50,628
-7% -$2.3M
STLD icon
49
Steel Dynamics
STLD
$37.5B
$29M 0.53%
1,288,067
+371,352
+41% +$7M
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$83.2B
$28.4M 0.52%
287,516
+19,230
+7% +$1.8M
1
2
3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.