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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KRFT
26
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$36.9M 0.77%
+703,924
New +$38.6M
2013 Q3
0 quarters
KRC icon
27
Kilroy Realty
KRC
$3.98B
$36.6M 0.76%
732,025
+263,725
+56% +$13.6M
2013 Q2
1 quarter
HSP
28
DELISTED
HOSPIRA INC
HSP
$36.3M 0.75%
924,704
+421,537
+84% +$16.8M
2013 Q2
1 quarter
RLJ icon
29
RLJ Lodging Trust
RLJ
$1.71B
$35.7M 0.74%
1,519,998
-41,325
-3% -$977K
2013 Q2
1 quarter
LCC
30
DELISTED
US AIRWAYS GROUP INC.
LCC
$34.7M 0.72%
1,829,825
-57,395
-3% -$1.02M
2013 Q2
1 quarter
RWT icon
31
Redwood Trust
RWT
$398M
$34.4M 0.72%
1,749,002
+927,708
+113% +$16.5M
2013 Q2
1 quarter
SJM icon
32
J.M. Smucker
SJM
$12.8B
$34.4M 0.72%
+327,787
New +$35.5M
2013 Q3
0 quarters
SBAC icon
33
SBA Communications
SBAC
$19.4B
$34M 0.71%
423,131
+220,216
+109% +$16.7M
2013 Q2
1 quarter
NOV icon
34
NOV
NOV
$6.76B
$33.4M 0.7%
474,599
+151,728
+47% +$10.2M
2013 Q2
1 quarter
AVP
35
DELISTED
Avon Products, Inc.
AVP
$32.8M 0.68%
1,592,102
-1,003,896
-39% -$21.5M
2013 Q2
1 quarter
JPM icon
36
JPMorgan Chase
JPM
$885B
$32M 0.67%
619,691
+195,944
+46% +$10.5M
2013 Q2
1 quarter
ELS icon
37
Equity Lifestyle Properties
ELS
$11.5B
$31M 0.64%
1,812,016
+277,120
+18% +$5.16M
2013 Q2
1 quarter
FL icon
38
DELISTED
Foot Locker
FL
$30.9M 0.64%
910,000
-453,892
-33% -$15.7M
2013 Q2
1 quarter
SCHW icon
39
Charles Schwab
SCHW
$167B
$30.8M 0.64%
1,457,812
+535,812
+58% +$11.6M
2013 Q2
1 quarter
ACC
40
DELISTED
American Campus Communities, Inc.
ACC
$29.3M 0.61%
858,424
+788,148
+1,122% +$29.4M
2013 Q2
1 quarter
DKS icon
41
Dick's Sporting Goods
DKS
$13.5B
$28.4M 0.59%
+531,376
New +$26.8M
2013 Q3
0 quarters
GAP icon
42
The Gap Inc
GAP
$8.16B
$28.3M 0.59%
+702,462
New +$30.3M
2013 Q3
0 quarters
DAL icon
43
Delta Air Lines
DAL
$54B
$27.2M 0.57%
+1,152,818
New +$24M
2013 Q3
0 quarters
BZT
44
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$26.7M 0.56%
913,100
– –
2013 Q2
1 quarter
ADM icon
45
Archer Daniels Midland
ADM
$38.5B
$26.5M 0.55%
720,000
-435,044
-38% -$15.8M
2013 Q2
1 quarter
AMT icon
46
American Tower
AMT
$84.9B
$26M 0.54%
351,304
+286,303
+440% +$20.7M
2013 Q2
1 quarter
LPT
47
DELISTED
Liberty Property Trust
LPT
$25.9M 0.54%
+726,954
New +$26.7M
2013 Q3
0 quarters
CAT icon
48
Caterpillar
CAT
$368B
$25.7M 0.53%
307,837
+194,269
+171% +$16.4M
2013 Q2
1 quarter
MYGN icon
49
Myriad Genetics
MYGN
$412M
$25.6M 0.53%
1,089,206
+339,206
+45% +$9.64M
2013 Q2
1 quarter
LSI
50
DELISTED
Life Storage, Inc.
LSI
$25.4M 0.53%
503,999
+82,296
+20% +$3.86M
2013 Q2
1 quarter
1
2
3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.