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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
26
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$36.9M 0.77%
+703,924
New +$38.6M
KRC icon
27
Kilroy Realty
KRC
$4.34B
$36.6M 0.76%
732,025
+263,725
+56% +$13.6M
HSP
28
DELISTED
HOSPIRA INC
HSP
$36.3M 0.75%
924,704
+421,537
+84% +$16.8M
RLJ icon
29
RLJ Lodging Trust
RLJ
$1.81B
$35.7M 0.74%
1,519,998
-41,325
-3% -$977K
LCC
30
DELISTED
US AIRWAYS GROUP INC.
LCC
$34.7M 0.72%
1,829,825
-57,395
-3% -$1.02M
RWT
31
Redwood Trust
RWT
$573M
$34.4M 0.72%
1,749,002
+927,708
+113% +$16.5M
SJM icon
32
J.M. Smucker
SJM
$12.7B
$34.4M 0.72%
+327,787
New +$35.5M
SBAC icon
33
SBA Communications
SBAC
$19.4B
$34M 0.71%
423,131
+220,216
+109% +$16.7M
NOV icon
34
NOV
NOV
$7.09B
$33.4M 0.7%
474,599
+151,728
+47% +$10.2M
AVP
35
DELISTED
Avon Products, Inc.
AVP
$32.8M 0.68%
1,592,102
-1,003,896
-39% -$21.5M
JPM icon
36
JPMorgan Chase
JPM
$947B
$32M 0.67%
619,691
+195,944
+46% +$10.5M
ELS icon
37
Equity Lifestyle Properties
ELS
$12.5B
$31M 0.64%
1,812,016
+277,120
+18% +$5.16M
FL
38
DELISTED
Foot Locker
FL
$30.9M 0.64%
910,000
-453,892
-33% -$15.7M
SCHW
39
Charles Schwab
SCHW
$187B
$30.8M 0.64%
1,457,812
+535,812
+58% +$11.6M
ACC
40
DELISTED
American Campus Communities, Inc.
ACC
$29.3M 0.61%
858,424
+788,148
+1,122% +$29.4M
DKS icon
41
Dick's Sporting Goods
DKS
$17.8B
$28.4M 0.59%
+531,376
New +$26.8M
GAP
42
The Gap Inc
GAP
$7.39B
$28.3M 0.59%
+702,462
New +$30.3M
DAL icon
43
Delta Air Lines
DAL
$60.5B
$27.2M 0.57%
+1,152,818
New +$24M
BZT
44
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$26.7M 0.56%
913,100
– –
ADM icon
45
Archer Daniels Midland
ADM
$37.4B
$26.5M 0.55%
720,000
-435,044
-38% -$15.8M
AMT icon
46
American Tower
AMT
$79.8B
$26M 0.54%
351,304
+286,303
+440% +$20.7M
LPT
47
DELISTED
Liberty Property Trust
LPT
$25.9M 0.54%
+726,954
New +$26.7M
CAT icon
48
Caterpillar
CAT
$395B
$25.7M 0.53%
307,837
+194,269
+171% +$16.4M
MYGN icon
49
Myriad Genetics
MYGN
$304M
$25.6M 0.53%
1,089,206
+339,206
+45% +$9.64M
LSI
50
DELISTED
Life Storage, Inc.
LSI
$25.4M 0.53%
503,999
+82,296
+20% +$3.86M
1
2
3 4 5

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.