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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$85.7M
Cap. Flow %
1.58%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180
Avg Time Held Equity + Options
0.9 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1 quarter
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.22%
2 Real Estate 17.69%
3 Consumer Staples 12.49%
4 Industrials 7.66%
5 Financials 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KMB icon
401
CALL
Kimberly-Clark
KMB
$32.7B
– –
-26,075
Closed -$7K –
KMI icon
402
Kinder Morgan
KMI
$73.2B
– –
-248,822
Closed -$8.72M –
LEN icon
403
CALL
Lennar Class A
LEN
$18B
– –
-52,528
Closed -$107K –
LMT icon
404
PUT
Lockheed Martin
LMT
$119B
– –
-25,000
Closed -$66K –
M icon
405
CALL
Macy's
M
$6.04B
– –
-200,000
Closed -$265K –
M icon
406
Macy's
M
$6.04B
– –
-947,899
Closed -$41M –
MAS icon
407
Masco
MAS
$13.6B
– –
-235,794
Closed -$4.41M –
KG icon
408
Kestrel Group
KG
$37.9M
– –
-18,750
Closed -$4.43M –
MNKD icon
409
CALL
MannKind Corp
MNKD
$997M
– –
-20,000
Closed -$223K –
MS icon
410
CALL
Morgan Stanley
MS
$298B
– –
-150,000
Closed -$52K –
NBIX icon
411
Neurocrine Biosciences
NBIX
$14.3B
– –
-73,900
Closed -$837K –
NEM icon
412
Newmont
NEM
$124B
– –
-183,100
Closed -$5.14M –
NKE icon
413
PUT
Nike
NKE
$52.2B
– –
-300,000
Closed -$31K –
NNN icon
414
NNN REIT
NNN
$7.8B
– –
-50,000
Closed -$1.59M –
NOC icon
415
PUT
Northrop Grumman
NOC
$68.8B
– –
-25,000
Closed -$64K –
NOK icon
416
Nokia
NOK
$55.8B
– –
-900,000
Closed -$5.86M –
NOV icon
417
PUT
NOV
NOV
$6.76B
– –
-22,180
Closed -$24K –
NRG icon
418
CALL
NRG Energy
NRG
$22.2B
– –
-105,000
Closed -$173K –
NSC icon
419
Norfolk Southern
NSC
$71.6B
– –
-32,558
Closed -$2.52M –
NUE icon
420
Nucor
NUE
$57.6B
– –
-53,595
Closed -$2.63M –
NVAX icon
421
Novavax
NVAX
$2.07B
– –
-16,581
Closed -$1.05M –
NWL icon
422
Newell Brands
NWL
$2.39B
– –
-727,876
Closed -$20M –
OC icon
423
Owens Corning
OC
$8.95B
– –
-141,391
Closed -$5.37M –
OCSL icon
424
Oaktree Specialty Lending
OCSL
$1.03B
– –
-33,333
Closed -$1.03M –
OFG icon
425
OFG Bancorp
OFG
$2.17B
– –
-75,000
Closed -$1.21M –
15 16
17
18 19

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor's Q4 2013 filing shows 166 new, 105 increased, 70 reduced and 180 closed positions. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $60.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, down from 30% a quarter earlier, followed by Real Estate and Consumer Staples.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.