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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
401
CALL
Kimberly-Clark
KMB
$36.1B
– –
-26,075
Closed -$7K
KMI icon
402
Kinder Morgan
KMI
$69.7B
– –
-248,822
Closed -$8.72M
LEN icon
403
CALL
Lennar Class A
LEN
$20.4B
– –
-52,528
Closed -$107K
LMT icon
404
PUT
Lockheed Martin
LMT
$135B
– –
-25,000
Closed -$66K
M icon
405
CALL
Macy's
M
$6.61B
– –
-200,000
Closed -$265K
M icon
406
Macy's
M
$6.61B
– –
-947,899
Closed -$41M
MAS icon
407
Masco
MAS
$14.9B
– –
-235,794
Closed -$4.41M
KG
408
Kestrel Group
KG
$69.7M
– –
-18,750
Closed -$4.43M
MNKD icon
409
CALL
MannKind Corp
MNKD
$1.25B
– –
-20,000
Closed -$223K
MS icon
410
CALL
Morgan Stanley
MS
$336B
– –
-150,000
Closed -$52K
NBIX icon
411
Neurocrine Biosciences
NBIX
$16.2B
– –
-73,900
Closed -$837K
NEM icon
412
Newmont
NEM
$111B
– –
-183,100
Closed -$5.14M
NKE icon
413
PUT
Nike
NKE
$62.3B
– –
-300,000
Closed -$31K
NNN icon
414
NNN REIT
NNN
$9.02B
– –
-50,000
Closed -$1.59M
NOC icon
415
PUT
Northrop Grumman
NOC
$80.7B
– –
-25,000
Closed -$64K
NOK icon
416
Nokia
NOK
$52.6B
– –
-900,000
Closed -$5.86M
NOV icon
417
PUT
NOV
NOV
$7.09B
– –
-22,180
Closed -$24K
NRG icon
418
CALL
NRG Energy
NRG
$25B
– –
-105,000
Closed -$173K
NSC icon
419
Norfolk Southern
NSC
$76.9B
– –
-32,558
Closed -$2.52M
NUE icon
420
Nucor
NUE
$61.9B
– –
-53,595
Closed -$2.63M
NVAX icon
421
Novavax
NVAX
$1.27B
– –
-16,581
Closed -$1.05M
NWL icon
422
Newell Brands
NWL
$2.56B
– –
-727,876
Closed -$20M
OC icon
423
Owens Corning
OC
$11.9B
– –
-141,391
Closed -$5.37M
OCSL icon
424
Oaktree Specialty Lending
OCSL
$1.12B
– –
-33,333
Closed -$1.03M
OFG icon
425
OFG Bancorp
OFG
$2.24B
– –
-75,000
Closed -$1.21M
15 16
17
18 19

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.