UBS O'Connor’s Oaktree Specialty Lending OCSL Stock Holding History

UBS O'Connor’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-33,333	Closed	-$1.03M	–	474
2013 Q3	$1.03M	Buy	+33,333	New	+$1.06M	0.02%	294

Other funds holding OCSL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Balestra Capital New York $42.5M AUM

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Greenlight Capital New York $2.05B AUM 78.75% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS O'Connor's OCSL Position: Q4 2013 in Review

UBS O'Connor sold out of Oaktree Specialty Lending (OCSL) in Q4 2013, closing a stake of 33,333 shares — an estimated $1.03M sold.

UBS O'Connor first reported a position in OCSL in Q3 2013 and held it in 1 quarter. The position peaked at $1.03M in Q3 2013. 187 funds tracked by Wall St. Rank hold OCSL as of Q4 2013.

UBS O'Connor reported no remaining Oaktree Specialty Lending position as of Q4 2013 after selling out during the quarter.
UBS O'Connor sold 33,333 Oaktree Specialty Lending shares in Q4 2013, an estimated $1.03M.
UBS O'Connor first reported a position in Oaktree Specialty Lending in Q3 2013 and held it in 1 quarter.
UBS O'Connor's Oaktree Specialty Lending position peaked at $1.03M in Q3 2013.
187 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q4 2013.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.