Balestra Capital’s Oaktree Specialty Lending OCSL Stock Holding History

Balestra Capital’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-163,148	Closed	-$3.92M	–	12
2014 Q4	$3.92M	Sell	163,148 -148,187	-48%	-$3.83M	3.42%	14
2014 Q3	$8.57M	Sell	311,335 -385,278	-55%	-$11.3M	11.35%	2
2014 Q2	$20.5M	Sell	696,613 -443,522	-39%	-$12.5M	3.33%	5
2014 Q1	$32.4M	Buy	1,140,135 +70,988	+7%	+$2.02M	9.41%	5
2013 Q4	$29.7M	Buy	+1,069,147	New	+$31.6M	1.77%	8

Other funds holding OCSL

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Balestra Capital's OCSL Position: Q1 2015 in Review

Balestra Capital sold out of Oaktree Specialty Lending (OCSL) in Q1 2015, closing a stake of 163,148 shares — an estimated $3.92M sold.

Balestra Capital first reported a position in OCSL in Q4 2013 and held it in 5 quarters. The position peaked at $32.4M in Q1 2014. 145 funds tracked by Wall St. Rank hold OCSL as of Q1 2015.

Balestra Capital reported no remaining Oaktree Specialty Lending position as of Q1 2015 after selling out during the quarter.
Balestra Capital sold 163,148 Oaktree Specialty Lending shares in Q1 2015, an estimated $3.92M.
Balestra Capital first reported a position in Oaktree Specialty Lending in Q4 2013 and held it in 5 quarters.
Balestra Capital's Oaktree Specialty Lending position peaked at $32.4M in Q1 2014.
145 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q1 2015.

Based on Balestra Capital's 13F filing for Q1 2015.