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Oaktree Specialty Lending

149 hedge funds and large institutions have $418M invested in Oaktree Specialty Lending in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 64 increasing their positions, 43 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 43

35% more call options, than puts

Call options by funds: $2.1M | Put options by funds: $1.55M

1.76% less ownership

Funds ownership: 22.72%20.96% (-1.8%)

7% less funds holding

Funds holding: 161149 (-12)

14% less capital invested

Capital invested by funds: $484M → $418M (-$66.4M)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

37% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 30

Holders
149
Holders Change
-12
Holders Change %
-7.45%
% of All Funds
4.32%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.2%
New
19
Increased
64
Reduced
43
Closed
30
Calls
$2.1M
Puts
$1.55M
Net Calls
+$546K
Net Calls Change
-$746K
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$32.6M -$1.43M -49,062 -4%
DFG
2
Delphi Financial Group
Delaware
$32.5M +$13.1M +450,029 +62%
Citadel Advisors
3
Citadel Advisors
Florida
$23.2M -$2.85M -97,664 -10%
AAM
4
Advisors Asset Management
Colorado
$21.9M +$6.08M +208,228 +36%
Morgan Stanley
5
Morgan Stanley
New York
$18.5M +$5.94M +203,239 +43%
GC
6
Greenlight Capital
New York
$18.3M
ACM
7
Advisors Capital Management
New Jersey
$16.4M +$2.1M +72,016 +14%
LCP
8
Lombardia Capital Partners
California
$16.3M +$1.32M +45,251 +8%
Fuller & Thaler Asset Management
9
Fuller & Thaler Asset Management
California
$15.8M -$3.59M -122,877 -18%
CHA
10
Cedar Hill Associates
Illinois
$15.1M -$870K -29,803 -5%
Boston Partners
11
Boston Partners
Massachusetts
$14.9M +$3.27M +111,855 +26%
YMRC
12
Yorktown Management & Research Company
Virginia
$11.9M +$584K +20,000 +5%
Bank of America
13
Bank of America
North Carolina
$9.32M +$2.16M +74,117 +28%
Two Sigma Investments
14
Two Sigma Investments
New York
$9.14M +$6.62M +226,624 +215%
BC
15
Balestra Capital
New York
$8.57M -$11.3M -385,278 -55%
Millennium Management
16
Millennium Management
New York
$8.27M +$7.35M +251,718 +519%
BC
17
Brinker Capital
Pennsylvania
$7.33M +$684K +23,415 +10%
Invesco
18
Invesco
Georgia
$7.33M -$1.25M -42,788 -14%
BG
19
BlackRock Group
United Kingdom
$6.94M -$480K -16,421 -6%
Goldman Sachs
20
Goldman Sachs
New York
$6.52M +$843K +28,848 +14%
SAM
21
Selway Asset Management
$6.03M -$44.8K -1,533 -0.7%
Norges Bank
22
Norges Bank
Norway
$5.26M -$5.58M -190,972 -50%
Deutsche Bank
23
Deutsche Bank
Germany
$5.07M -$8.19M -280,563 -60%
CS
24
Credit Suisse
Switzerland
$4.6M -$1.46M -50,093 -23%
BC
25
Barnett & Company
Tennessee
$4.19M +$442K +15,146 +11%

OCSL Hedge Fund Activity: Q3 2014 in Review

149 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q3 2014, worth a combined $418M — down 14% from $484M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of OCSL and 19 opened new positions — a net loss of 11 holders — while 43 trimmed existing stakes and 64 added.

The largest buyer was Delphi Financial Group, adding an estimated $13.1M. The largest seller was Northern Trust, cutting an estimated $13.4M.

  • 149 institutional investors held Oaktree Specialty Lending (OCSL) as of Q3 2014, down from 161 in Q2 2014.
  • Funds reported $418M of Oaktree Specialty Lending stock for Q3 2014, down 14% quarter-over-quarter.
  • 19 funds opened new Oaktree Specialty Lending positions in Q3 2014 and 30 closed out, a net change of -11 holders.
  • The largest Oaktree Specialty Lending buyer in Q3 2014 was Delphi Financial Group, an estimated $13.1M added.
  • The largest Oaktree Specialty Lending seller in Q3 2014 was Northern Trust, an estimated $13.4M sold.

Based on aggregated 13F filings for Q3 2014.