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Oaktree Specialty Lending

149 hedge funds and large institutions have $351M invested in Oaktree Specialty Lending in 2015 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 47 increasing their positions, 50 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

15% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 20

0.97% more ownership

Funds ownership: 26.58%27.55% (+0.97%)

1% more funds holding

Funds holding: 148149 (+1)

5% less capital invested

Capital invested by funds: $368M → $351M (-$17.5M)

6% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 50

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $367K

Holders
149
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
4.16%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.14%
New
23
Increased
47
Reduced
50
Closed
20
Calls
Puts
$367K
Net Calls
-$367K
Net Calls Change
-$367K
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$28.2M +$9.41M +488,717 +47%
Fuller & Thaler Asset Management
2
Fuller & Thaler Asset Management
California
$26.3M +$6.37M +330,786 +30%
DFG
3
Delphi Financial Group
Delaware
$23.8M -$4.43M -230,000 -15%
ACM
4
Advisors Capital Management
New Jersey
$22.2M +$6.18M +321,180 +37%
UBS Group
5
UBS Group
Switzerland
$21.1M +$5.02M +260,613 +30%
Morgan Stanley
6
Morgan Stanley
New York
$17.5M +$10.5M +543,254 +135%
Deutsche Bank
7
Deutsche Bank
Germany
$16.6M -$4.8M -249,398 -22%
Bank of America
8
Bank of America
North Carolina
$15.2M +$984K +51,129 +7%
AAM
9
Advisors Asset Management
Colorado
$13.7M -$866K -44,999 -6%
Boston Partners
10
Boston Partners
Massachusetts
$10.8M +$193K +10,042 +2%
CHAM
11
Clear Harbor Asset Management
Connecticut
$10.3M +$4.13M +214,706 +63%
LCP
12
Lombardia Capital Partners
California
$9.68M -$2.52M -130,795 -20%
CHA
13
Cedar Hill Associates
Illinois
$8.2M +$707K +36,717 +9%
Citigroup
14
Citigroup
New York
$7.13M -$5.23M -271,658 -41%
Millennium Management
15
Millennium Management
New York
$6.78M +$2.57M +133,485 +57%
AAMU
16
Amundi Asset Management US
Massachusetts
$6.53M +$6.79M +352,676 New
MC
17
Muzinich & Co
New York
$6.1M
MP
18
Mangrove Partners
Connecticut
$6.09M +$962K +49,969 +18%
CS
19
Credit Suisse
Switzerland
$5.39M +$14.9K +772 +0.3%
BG
20
BlackRock Group
United Kingdom
$4.37M -$447K -23,215 -9%
RA
21
Royce & Associates
New York
$4.18M +$4.35M +226,100 New
EPM
22
Equitec Proprietary Markets
Illinois
$3.94M +$4.1M +212,793 New
SAM
23
Selway Asset Management
$3.66M -$337K -17,500 -8%
VanEck Associates
24
VanEck Associates
New York
$3.63M +$293K +15,217 +8%
Invesco
25
Invesco
Georgia
$3.5M -$279K -14,509 -7%

OCSL Hedge Fund Activity: Q3 2015 in Review

149 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q3 2015, worth a combined $351M — down 4.7% from $368M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new OCSL positions and 20 closed out — a net gain of 3 holders — while 47 added to existing stakes and 50 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.5M. The largest seller was Citadel Advisors, cutting an estimated $17.3M.

  • 149 institutional investors held Oaktree Specialty Lending (OCSL) as of Q3 2015, up from 148 in Q2 2015.
  • Funds reported $351M of Oaktree Specialty Lending stock for Q3 2015, down 4.7% quarter-over-quarter.
  • 23 funds opened new Oaktree Specialty Lending positions in Q3 2015 and 20 closed out, a net change of +3 holders.
  • The largest Oaktree Specialty Lending buyer in Q3 2015 was Morgan Stanley, an estimated $10.5M added.
  • The largest Oaktree Specialty Lending seller in Q3 2015 was Citadel Advisors, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2015.