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Oaktree Specialty Lending

138 hedge funds and large institutions have $386M invested in Oaktree Specialty Lending in 2015 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 48 increasing their positions, 44 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

10% more capital invested

Capital invested by funds: $351M → $386M (+$34.9M)

2.04% more ownership

Funds ownership: 27.55%29.59% (+2%)

9% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 44

3% more call options, than puts

Call options by funds: $329K | Put options by funds: $320K

7% less funds holding

Funds holding: 149138 (-11)

30% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 30

Holders
138
Holders Change
-11
Holders Change %
-7.38%
% of All Funds
3.62%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
21
Increased
48
Reduced
44
Closed
30
Calls
$329K
Puts
$320K
Net Calls
+$9K
Net Calls Change
+$376K
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$51.2M +$21.2M +1,150,513 +76%
Fuller & Thaler Asset Management
2
Fuller & Thaler Asset Management
California
$30.9M +$3.62M +196,181 +14%
ACM
3
Advisors Capital Management
New Jersey
$25.8M +$2.78M +150,677 +13%
DFG
4
Delphi Financial Group
Delaware
$24.7M +$112K +6,039 +0.5%
UBS Group
5
UBS Group
Switzerland
$18.2M -$3.48M -188,304 -17%
Goldman Sachs
6
Goldman Sachs
New York
$13.7M +$12.4M +670,741 +1,493%
CHAM
7
Clear Harbor Asset Management
Connecticut
$13.3M +$2.57M +139,233 +25%
AAM
8
Advisors Asset Management
Colorado
$12.9M -$1.18M -64,141 -9%
HCM
9
Highbridge Capital Management
New York
$12.5M +$9.21M +498,860 +325%
Boston Partners
10
Boston Partners
Massachusetts
$11.7M +$520K +28,131 +5%
Deutsche Bank
11
Deutsche Bank
Germany
$10.4M -$6.51M -352,211 -39%
LCP
12
Lombardia Capital Partners
California
$9.77M -$235K -12,717 -2%
Morgan Stanley
13
Morgan Stanley
New York
$9.46M -$8.31M -450,192 -48%
AAMU
14
Amundi Asset Management US
Massachusetts
$7.84M +$1.06M +57,216 +16%
EL
15
Elberon LLC
Texas
$7.66M +$7.39M +400,000 New
CHA
16
Cedar Hill Associates
Illinois
$7.62M -$829K -44,867 -10%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$6.76M +$6.36M +344,333 +3,973%
Bank of America
18
Bank of America
North Carolina
$6.56M -$8.8M -476,279 -58%
MC
19
Muzinich & Co
New York
$6.34M
MP
20
Mangrove Partners
Connecticut
$6.3M
EPM
21
Equitec Proprietary Markets
Illinois
$5.58M +$1.45M +78,745 +37%
PAM
22
PVG Asset Management
Colorado
$5.09M +$1.55M +83,984 +46%
Two Sigma Investments
23
Two Sigma Investments
New York
$4.58M +$1.79M +96,893 +68%
RA
24
Royce & Associates
New York
$4.52M +$185K +10,000 +4%
BG
25
BlackRock Group
United Kingdom
$4.25M -$258K -13,948 -6%

OCSL Hedge Fund Activity: Q4 2015 in Review

138 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Oaktree Specialty Lending (OCSL) for Q4 2015, worth a combined $386M — up 10% from $351M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of OCSL and 21 opened new positions — a net loss of 9 holders — while 44 trimmed existing stakes and 48 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $21.2M. The largest seller was Bank of America, cutting an estimated $8.8M.

  • 138 institutional investors held Oaktree Specialty Lending (OCSL) as of Q4 2015, down from 149 in Q3 2015.
  • Funds reported $386M of Oaktree Specialty Lending stock for Q4 2015, up 10% quarter-over-quarter.
  • 21 funds opened new Oaktree Specialty Lending positions in Q4 2015 and 30 closed out, a net change of -9 holders.
  • The largest Oaktree Specialty Lending buyer in Q4 2015 was Rivernorth Capital Management, an estimated $21.2M added.
  • The largest Oaktree Specialty Lending seller in Q4 2015 was Bank of America, an estimated $8.8M sold.

Based on aggregated 13F filings for Q4 2015.