UBS O'Connor’s Nokia NOK Stock Holding History

UBS O'Connor’s Portfolio NOK Stock Details NOK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-900,000	Closed	-$5.86M	–	466
2013 Q3	$5.86M	Sell	900,000 -380,000	-30%	-$1.79M	0.12%	194
2013 Q2	$4.79M	Buy	+1,280,000	New	+$4.51M	0.09%	245

Other funds holding NOK

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

FTCM

Fir Tree Capital Management New York $21.8M AUM 1.61% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

DCM

Discovery Capital Management South Norwalk, Connecticut $2.41B AUM 286.33% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

ESG

Emerging Sovereign Group New York $252M AUM 22.55% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

UBS O'Connor's NOK Position: Q4 2013 in Review

UBS O'Connor sold out of Nokia (NOK) in Q4 2013, closing a stake of 900,000 shares — an estimated $5.86M sold.

UBS O'Connor first reported a position in NOK in Q2 2013 and held it in 2 quarters. The position peaked at $5.86M in Q3 2013. 281 funds tracked by Wall St. Rank hold NOK as of Q4 2013.

UBS O'Connor reported no remaining Nokia position as of Q4 2013 after selling out during the quarter.
UBS O'Connor sold 900,000 Nokia shares in Q4 2013, an estimated $5.86M.
UBS O'Connor first reported a position in Nokia in Q2 2013 and held it in 2 quarters.
UBS O'Connor's Nokia position peaked at $5.86M in Q3 2013.
281 funds tracked by Wall St. Rank held Nokia as of Q4 2013.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.