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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CHTR icon
376
CALL
Charter Communications
CHTR
$11.8B
$130K ﹤0.01%
+60,600
New +$10.9M
2016 Q1
0 quarters
TLT icon
377
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
$129K ﹤0.01%
+97,800
New +$12.5M
2016 Q1
0 quarters
IWM icon
378
PUT
iShares Russell 2000 ETF
IWM
$77.4B
$93K ﹤0.01%
195,500
-104,500
-35% -$10.8M
2015 Q2
3 quarters
NUE icon
379
PUT
Nucor
NUE
$56.8B
$70K ﹤0.01%
+271,700
New +$11.1M
2016 Q1
0 quarters
DKS icon
380
PUT
Dick's Sporting Goods
DKS
$13.5B
$65K ﹤0.01%
+162,800
New +$6.61M
2016 Q1
0 quarters
TAP icon
381
CALL
Molson Coors Class B
TAP
$6.94B
$62K ﹤0.01%
248,200
+24,800
+11% +$2.21M
2015 Q4
1 quarter
OESX icon
382
Orion Energy Systems
OESX
$106M
$61K ﹤0.01%
4,407
-15,593
-78% -$256K
2015 Q1
4 quarters
CYHHZ
383
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$59K ﹤0.01%
9,829,491
-227,271
-2% -$1.64K
2014 Q1
8 quarters
PF
384
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$51K ﹤0.01%
+24,000
New +$1.03M
2016 Q1
0 quarters
TNK icon
385
CALL
Teekay Tankers
TNK
$3.68B
$47K ﹤0.01%
+26,163
New +$903K
2016 Q1
0 quarters
DIS icon
386
PUT
Walt Disney
DIS
$187B
$45K ﹤0.01%
+71,700
New +$6.92M
2016 Q1
0 quarters
GLD icon
387
PUT
SPDR Gold Trust
GLD
$142B
$41K ﹤0.01%
+10,000
New +$1.13M
2016 Q1
0 quarters
MTGE
388
CALL
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$35K ﹤0.01%
+94,700
New +$1.29M
2016 Q1
0 quarters
DINO icon
389
CALL
HF Sinclair
DINO
$21.6B
$31K ﹤0.01%
+83,700
New +$2.88M
2016 Q1
0 quarters
XLU icon
390
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$31K ﹤0.01%
+1,022,800
New +$23.6M
2016 Q1
0 quarters
OVV icon
391
CALL
Ovintiv
OVV
$17.7B
$21K ﹤0.01%
83,880
-120
-0.1% -$2.76K
2015 Q4
1 quarter
PACW
392
PUT
DELISTED
PacWest Bancorp
PACW
$20K ﹤0.01%
+62,200
New +$2.2M
2016 Q1
0 quarters
C icon
393
CALL
Citigroup
C
$217B
$18K ﹤0.01%
+41,400
New +$1.73M
2016 Q1
0 quarters
CTRA icon
394
PUT
DELISTED
Coterra Energy
CTRA
$16K ﹤0.01%
+157,100
New +$3.15M
2016 Q1
0 quarters
EOG icon
395
PUT
EOG Resources
EOG
$77.7B
$13K ﹤0.01%
+104,700
New +$7.24M
2016 Q1
0 quarters
PACW
396
CALL
DELISTED
PacWest Bancorp
PACW
$11K ﹤0.01%
+62,200
New +$2.2M
2016 Q1
0 quarters
LULU icon
397
PUT
lululemon athletica
LULU
$10.9B
$8K ﹤0.01%
+76,000
New +$4.56M
2016 Q1
0 quarters
XBI icon
398
PUT
State Street SPDR S&P Biotech ETF
XBI
$10B
$8K ﹤0.01%
+58,700
New +$3.05M
2016 Q1
0 quarters
CYS
399
CALL
DELISTED
CYS Investments Inc.
CYS
$6K ﹤0.01%
+31,600
New +$233K
2016 Q1
0 quarters
RIO icon
400
PUT
Rio Tinto
RIO
$154B
$4K ﹤0.01%
+32,400
New +$863K
2016 Q1
0 quarters
14 15
16
17 18

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.