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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
376
PUT
Nucor
NUE
$61.1B
$36K ﹤0.01%
+139,100
New +$5.66M
DKS icon
377
PUT
Dick's Sporting Goods
DKS
$17.9B
$33K ﹤0.01%
+82,900
New +$3.37M
TAP icon
378
CALL
Molson Coors Class B
TAP
$8.04B
$32K ﹤0.01%
126,300
+14,600
+13% +$1.3M
OESX icon
379
Orion Energy Systems
OESX
$73.5M
$31K ﹤0.01%
2,246
-7,754
-78% -$127K
CYHHZ
380
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$30K ﹤0.01%
5,050,462
– –
PF
381
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$26K ﹤0.01%
+12,300
New +$530K
TNK icon
382
CALL
Teekay Tankers
TNK
$2.65B
$24K ﹤0.01%
+13,375
New +$461K
DIS icon
383
PUT
Walt Disney
DIS
$181B
$23K ﹤0.01%
+36,400
New +$3.51M
MTGE
384
CALL
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$18K ﹤0.01%
+48,200
New +$658K
DINO icon
385
CALL
HF Sinclair
DINO
$14.4B
$16K ﹤0.01%
+42,800
New +$1.47M
XLU icon
386
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$16K ﹤0.01%
+524,400
New +$12.1M
OVV icon
387
CALL
Ovintiv
OVV
$16.4B
$11K ﹤0.01%
42,840
+840
+2% +$19.3K
PACW
388
PUT
DELISTED
PacWest Bancorp
PACW
$10K ﹤0.01%
+31,700
New +$1.12M
C icon
389
CALL
Citigroup
C
$225B
$9K ﹤0.01%
+21,100
New +$882K
CTRA
390
PUT
DELISTED
Coterra Energy
CTRA
$8K ﹤0.01%
+80,300
New +$1.61M
EOG icon
391
PUT
EOG Resources
EOG
$70.7B
$7K ﹤0.01%
+53,500
New +$3.7M
PACW
392
CALL
DELISTED
PacWest Bancorp
PACW
$6K ﹤0.01%
+31,700
New +$1.12M
LULU icon
393
PUT
lululemon athletica
LULU
$14.5B
$4K ﹤0.01%
+38,700
New +$2.32M
XBI icon
394
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$4K ﹤0.01%
+30,000
New +$1.56M
CYS
395
CALL
DELISTED
CYS Investments Inc.
CYS
$3K ﹤0.01%
+16,100
New +$119K
RIO icon
396
PUT
Rio Tinto
RIO
$165B
$2K ﹤0.01%
+16,500
New +$439K
SLB icon
397
CALL
SLB Ltd
SLB
$76.3B
$1K ﹤0.01%
+158,000
New +$11.1M
ADM icon
398
CALL
Archer Daniels Midland
ADM
$37B
– –
-223,500
Closed -$51K
ADM icon
399
Archer Daniels Midland
ADM
$37B
– –
-435,492
Closed -$16M
AMC icon
400
AMC Entertainment Holdings
AMC
$2.23B
– –
-3,000
Closed -$720K
14 15
16
17 18

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.