UBS O'Connor’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

UBS O'Connor’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-1,000,000	Closed	-$40K	–	488
2017 Q1	$40K	Buy	+1,000,000	New	+$25M	﹤0.01%	397
2016 Q2	–	Sell	-1,022,800	Closed	-$31K	–	528
2016 Q1	$31K	Buy	+1,022,800	New	+$23.6M	﹤0.01%	424
2015 Q2	–	Sell	-200,000	Closed	-$332K	–	948
2015 Q1	$332K	Buy	+200,000	New	+$4.62M	﹤0.01%	704
2014 Q4	–	Sell	-200,000	Closed	-$31K	–	729
2014 Q3	$31K	Sell	200,000 -420,000	-68%	-$8.9M	﹤0.01%	437
2014 Q2	$7K	Buy	620,000 +470,000	+313%	+$10M	﹤0.01%	427
2014 Q1	$2K	Sell	150,000 -557,400	-79%	-$11M	﹤0.01%	429
2013 Q4	$88K	Buy	707,400 +307,400	+77%	+$5.88M	﹤0.01%	365
2013 Q3	$14K	Buy	+400,000	New	+$7.62M	﹤0.01%	406

Other funds holding XLU

PIF

Public Investment Fund Al Aqiq District, Riyadh, Saudi Arabia $37.9B AUM 7.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Prudential plc London, England, United Kingdom $18.4B AUM 23.98% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $71.2B AUM 48.86% 1-Year Est. Return

UBS O'Connor's XLU Position: Q4 2018 in Review

UBS O'Connor sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2018, closing a stake of 600,000 shares — an estimated $15.8M sold.

UBS O'Connor first reported a position in XLU in Q2 2018 and held it in 2 quarters. The position peaked at $15.8M in Q3 2018. 700 funds tracked by Wall St. Rank hold XLU as of Q4 2018.

UBS O'Connor reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 600,000 State Street Utilities Select Sector SPDR ETF shares in Q4 2018, an estimated $15.8M.
UBS O'Connor first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2018 and held it in 2 quarters.
UBS O'Connor's State Street Utilities Select Sector SPDR ETF position peaked at $15.8M in Q3 2018.
700 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.