UBS O'Connor’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

UBS O'Connor’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-1,000,000	Closed	-$40K	–	488
2017 Q1	$40K	Buy	+1,000,000	New	+$25M	﹤0.01%	397
2016 Q2	–	Sell	-524,400	Closed	-$16K	–	525
2016 Q1	$16K	Buy	+524,400	New	+$12.1M	﹤0.01%	420
2015 Q2	–	Sell	-100,000	Closed	-$166K	–	910
2015 Q1	$166K	Buy	+100,000	New	+$2.31M	﹤0.01%	680
2014 Q4	–	Sell	-200,000	Closed	-$31K	–	729
2014 Q3	$31K	Sell	200,000 -420,000	-68%	-$8.9M	﹤0.01%	437
2014 Q2	$7K	Buy	620,000 +470,000	+313%	+$10M	﹤0.01%	427
2014 Q1	$2K	Sell	150,000 -557,400	-79%	-$11M	﹤0.01%	429
2013 Q4	$88K	Buy	707,400 +307,400	+77%	+$5.88M	﹤0.01%	365
2013 Q3	$14K	Buy	+400,000	New	+$7.62M	﹤0.01%	406

Other funds holding XLU

PIF

Public Investment Fund Al Aqiq District, Riyadh, Saudi Arabia $12B AUM 0.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

UBS O'Connor's XLU Position: Q4 2018 in Review

UBS O'Connor sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2018, closing a stake of 600,000 shares — an estimated $15.8M sold.

UBS O'Connor first reported a position in XLU in Q2 2018 and held it in 2 quarters. The position peaked at $15.8M in Q3 2018. 700 funds tracked by Wall St. Rank hold XLU as of Q4 2018.

UBS O'Connor reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 600,000 State Street Utilities Select Sector SPDR ETF shares in Q4 2018, an estimated $15.8M.
UBS O'Connor first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2018 and held it in 2 quarters.
UBS O'Connor's State Street Utilities Select Sector SPDR ETF position peaked at $15.8M in Q3 2018.
700 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.