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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRI
376
DELISTED
Weingarten Realty Investors
WRI
$514K 0.01%
15,523
-197,367
-93% -$6.61M
TESO
377
DELISTED
Tesco Corp
TESO
$511K 0.01%
71,521
+58,923
+468% +$508K
RMTI icon
378
Rockwell Medical
RMTI
$28.3M
$506K 0.01%
597
-13,025
-96% -$18.9M
TWX
379
DELISTED
Time Warner Inc
TWX
$504K 0.01%
+7,334
New +$576K
CETV
380
DELISTED
Central European Media Enterprises Ltd
CETV
$500K 0.01%
+231,596
New +$497K
EPI icon
381
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$498K 0.01%
+25,000
New +$520K
RPT
382
Rithm Property Trust
RPT
$94M
$495K 0.01%
6,900
– –
GM icon
383
CALL
General Motors
GM
$76B
$494K 0.01%
29,454
– –
NTAP icon
384
NetApp
NTAP
$37.1B
$480K 0.01%
16,222
-2,156
-12% -$66.5K
DERM
385
DELISTED
Dermira, Inc.
DERM
$471K 0.01%
20,200
-79,800
-80% -$1.94M
ORBC
386
DELISTED
ORBCOMM, Inc.
ORBC
$471K 0.01%
84,343
+74,343
+743% +$448K
MHO icon
387
M/I Homes
MHO
$3.82B
$463K 0.01%
+19,616
New +$487K
RKDA icon
388
Arcadia Biosciences
RKDA
$1.56M
$461K 0.01%
189
-93
-33% -$387K
TMHC
389
DELISTED
Taylor Morrison
TMHC
$448K 0.01%
+24,018
New +$474K
CDTX
390
DELISTED
Cidara Therapeutics
CDTX
$421K 0.01%
1,656
– –
SIEN
391
DELISTED
Sientra, Inc.
SIEN
$406K 0.01%
4,000
-313
-7% -$71K
CLCD
392
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$390K 0.01%
100,794
-5,956
-6% -$44K
ATRA icon
393
Atara Biotherapeutics
ATRA
$74.7M
$367K 0.01%
+467
New +$570K
ATRS
394
DELISTED
Antares Pharma, Inc.
ATRS
$340K 0.01%
200,000
-400,000
-67% -$784K
INVN
395
DELISTED
Invensense Inc
INVN
$325K 0.01%
+35,000
New +$393K
KPTI icon
396
Karyopharm Therapeutics
KPTI
$44.2M
$316K 0.01%
+2,000
New +$535K
ADMA icon
397
ADMA Biologics
ADMA
$2.27B
$304K 0.01%
36,400
– –
COKE icon
398
Coca-Cola Consolidated
COKE
$12.4B
$294K 0.01%
15,190
+1,060
+8% +$17.3K
JOYY
399
JOYY Inc
JOYY
$3.75B
$282K 0.01%
+5,163
New +$298K
OOMA icon
400
Ooma
OOMA
$603M
$278K 0.01%
+40,000
New +$374K
14 15
16
17 18

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.