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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
376
PUT
Tyson Foods
TSN
$20.6B
$22K ﹤0.01%
+300,000
New +$11.4M
DLLR
377
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$20K ﹤0.01%
200,000
– –
KO icon
378
CALL
Coca-Cola
KO
$374B
$17K ﹤0.01%
230,000
-370,000
-62% -$14.3M
MAR icon
379
PUT
Marriott International
MAR
$93.8B
$15K ﹤0.01%
+100,000
New +$5.17M
ED icon
380
PUT
Consolidated Edison
ED
$40.2B
$14K ﹤0.01%
+50,000
New +$2.71M
DKS icon
381
CALL
Dick's Sporting Goods
DKS
$17.8B
$12K ﹤0.01%
+12,700
New +$687K
MON
382
PUT
DELISTED
Monsanto Co
MON
$12K ﹤0.01%
+30,000
New +$3.34M
IONS icon
383
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$6K ﹤0.01%
50,000
– –
SO icon
384
PUT
Southern Company
SO
$107B
$6K ﹤0.01%
+138,500
New +$5.8M
SQNM
385
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$5K ﹤0.01%
50,000
– –
ANW
386
PUT
DELISTED
Aegean Marine Petroleum Network
ANW
$4K ﹤0.01%
50,000
– –
XLU icon
387
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$2K ﹤0.01%
150,000
-557,400
-79% -$11M
EOX
388
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$2K ﹤0.01%
+1,000
New +$147K
FWONA icon
389
CALL
Liberty Media Series A
FWONA
$22.9B
$1K ﹤0.01%
+84,435
New +$2.02M
ABEV icon
390
Ambev
ABEV
$46.5B
– –
-239,400
Closed -$1.76M
ACAD icon
391
CALL
Acadia Pharmaceuticals
ACAD
$4.9B
– –
-10,000
Closed -$7K
ADBE icon
392
Adobe
ADBE
$103B
– –
-280,982
Closed -$16.8M
ADM icon
393
Archer Daniels Midland
ADM
$37.4B
– –
-194,279
Closed -$8.43M
AHT
394
Ashford Hospitality Trust
AHT
$21M
– –
-1,200
Closed -$9.27M
AMRN
395
CALL
Amarin Corp
AMRN
$301M
– –
-8,805
Closed -$2K
AMZN icon
396
Amazon
AMZN
$2.94T
– –
-361,240
Closed -$7.2M
APD icon
397
Air Products & Chemicals
APD
$66.8B
– –
-136,067
Closed -$14.1M
AVB icon
398
CALL
AvalonBay Communities
AVB
$26.6B
– –
-100,000
Closed -$118K
AVNT icon
399
Avient
AVNT
$3.91B
– –
-15,498
Closed -$548K
BEN icon
400
Franklin Resources
BEN
$17.3B
– –
-30,227
Closed -$1.75M
14 15
16
17 18

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.