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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TSN icon
376
PUT
Tyson Foods
TSN
$18.8B
$22K ﹤0.01%
+300,000
New +$11.4M
2014 Q1
0 quarters
DLLR
377
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$20K ﹤0.01%
200,000
– –
2013 Q3
2 quarters
KO icon
378
CALL
Coca-Cola
KO
$386B
$17K ﹤0.01%
230,000
-370,000
-62% -$14.3M
2013 Q2
3 quarters
MAR icon
379
PUT
Marriott International
MAR
$96.2B
$15K ﹤0.01%
+100,000
New +$5.17M
2014 Q1
0 quarters
ED icon
380
PUT
Consolidated Edison
ED
$39.6B
$14K ﹤0.01%
+50,000
New +$2.71M
2014 Q1
0 quarters
DKS icon
381
CALL
Dick's Sporting Goods
DKS
$13.4B
$12K ﹤0.01%
+12,700
New +$687K
2014 Q1
0 quarters
MON
382
PUT
DELISTED
Monsanto Co
MON
$12K ﹤0.01%
+30,000
New +$3.34M
2014 Q1
0 quarters
IONS icon
383
PUT
Ionis Pharmaceuticals
IONS
$7.27B
$6K ﹤0.01%
50,000
– –
2013 Q3
2 quarters
SO icon
384
PUT
Southern Company
SO
$99.9B
$6K ﹤0.01%
+138,500
New +$5.8M
2014 Q1
0 quarters
SQNM
385
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$5K ﹤0.01%
50,000
– –
2013 Q3
2 quarters
ANW
386
PUT
DELISTED
Aegean Marine Petroleum Network
ANW
$4K ﹤0.01%
50,000
– –
2013 Q4
1 quarter
XLU icon
387
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$2K ﹤0.01%
150,000
-557,400
-79% -$11M
2013 Q3
2 quarters
EOX
388
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$2K ﹤0.01%
+1,000
New +$147K
2014 Q1
0 quarters
FWONA icon
389
CALL
Liberty Media Corporation Series A Common Stock
FWONA
$21.6B
$1K ﹤0.01%
+84,435
New +$2.02M
2014 Q1
0 quarters
ABEV icon
390
Ambev
ABEV
$49.8B
– –
-239,400
Closed -$1.76M –
ACAD icon
391
CALL
Acadia Pharmaceuticals
ACAD
$3.36B
– –
-10,000
Closed -$7K –
ADBE icon
392
Adobe
ADBE
$92.6B
– –
-280,982
Closed -$16.8M –
ADM icon
393
Archer Daniels Midland
ADM
$38.5B
– –
-194,279
Closed -$8.43M –
AHT icon
394
Ashford Hospitality Trust
AHT
$12.7M
– –
-1,200
Closed -$9.27M –
AMRN icon
395
CALL
Amarin Corp
AMRN
$244M
– –
-8,805
Closed -$2K –
AMZN icon
396
Amazon
AMZN
$2.8T
– –
-361,240
Closed -$7.2M –
APD icon
397
Air Products & Chemicals
APD
$63.1B
– –
-136,067
Closed -$14.1M –
AVB icon
398
CALL
DELISTED
AvalonBay Communities
AVB
– –
-100,000
Closed -$118K –
AVNT icon
399
Avient
AVNT
$3.58B
– –
-15,498
Closed -$548K –
BEN icon
400
Franklin Templeton
BEN
$16.1B
– –
-30,227
Closed -$1.75M –
14 15
16
17 18

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.