UBS O'Connor’s Franklin Resources BEN Stock Holding History

UBS O'Connor’s Portfolio BEN Stock Details BEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-30,227	Closed	-$1.75M	–	442
2013 Q4	$1.75M	Buy	+30,227	New	+$1.63M	0.03%	271

Other funds holding BEN

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

HCM

Highfields Capital Management Boston, Massachusetts $68.3M AUM 21.64% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS O'Connor's BEN Position: Q1 2014 in Review

UBS O'Connor sold out of Franklin Resources (BEN) in Q1 2014, closing a stake of 30,227 shares — an estimated $1.75M sold.

UBS O'Connor first reported a position in BEN in Q4 2013 and held it in 1 quarter. The position peaked at $1.75M in Q4 2013. 589 funds tracked by Wall St. Rank hold BEN as of Q1 2014.

UBS O'Connor reported no remaining Franklin Resources position as of Q1 2014 after selling out during the quarter.
UBS O'Connor sold 30,227 Franklin Resources shares in Q1 2014, an estimated $1.75M.
UBS O'Connor first reported a position in Franklin Resources in Q4 2013 and held it in 1 quarter.
UBS O'Connor's Franklin Resources position peaked at $1.75M in Q4 2013.
589 funds tracked by Wall St. Rank held Franklin Resources as of Q1 2014.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.