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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.93B
AUM Growth
+$749M
Cap. Flow
+$1.01B
Cap. Flow %
16.97%
Top 10 Hldgs %
30.88%
Holding
538
New
149
Increased
106
Reduced
117
Closed
134

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$326M
2
TWX
Time Warner Inc
TWX
+$209M
3
MJN
Mead Johnson Nutrition Company
MJN
+$187M
4
WOOF
VCA Inc.
WOOF
+$165M
5
LVLT
Level 3 Communications Inc
LVLT
+$96M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$173M
2
EXPE icon
Expedia Group
EXPE
+$75.5M
3
WWAV
The WhiteWave Foods Company
WWAV
+$66.4M
4
MEG
Media General, Inc
MEG
+$49.3M
5
DELL icon
Dell
DELL
+$46.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.03%
2 Industrials 14.2%
3 Communication Services 12.53%
4 Consumer Discretionary 10.2%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDR
351
CALL
DELISTED
McDermott International
MDR
$192K ﹤0.01%
223,333
-66,667
-23% -$1.47M
MDR
352
PUT
DELISTED
McDermott International
MDR
$180K ﹤0.01%
100,000
– –
ASH icon
353
CALL
Ashland
ASH
$3.32B
$177K ﹤0.01%
+90,549
New +$5.25M
WWE
354
CALL
DELISTED
World Wrestling Entertainment
WWE
$159K ﹤0.01%
+157,400
New +$3.23M
MDLZ icon
355
CALL
Mondelez International
MDLZ
$80.1B
$155K ﹤0.01%
305,900
+41,300
+16% +$1.83M
FOMX
356
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$148K ﹤0.01%
+30,000
New +$289K
XLF icon
357
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$139K ﹤0.01%
+440,000
New +$10.5M
DKS icon
358
CALL
Dick's Sporting Goods
DKS
$17.8B
$134K ﹤0.01%
+78,600
New +$3.98M
DIS icon
359
CALL
Walt Disney
DIS
$181B
$114K ﹤0.01%
+21,000
New +$2.31M
HCR
360
PUT
DELISTED
Hi-Crush Inc. Common Stock
HCR
$110K ﹤0.01%
+720,800
New +$13.3M
C icon
361
CALL
Citigroup
C
$224B
$109K ﹤0.01%
+750,000
New +$44.4M
TLT icon
362
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$106K ﹤0.01%
+100,000
New +$12M
XME icon
363
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$105K ﹤0.01%
+165,000
New +$5.32M
TIF
364
PUT
DELISTED
Tiffany & Co.
TIF
$90K ﹤0.01%
52,400
-50,500
-49% -$4.31M
UN
365
CALL
DELISTED
Unilever NV New York Registry Shares
UN
$90K ﹤0.01%
+105,900
New +$4.74M
EFA icon
366
PUT
iShares MSCI EAFE ETF
EFA
$79.4B
$77K ﹤0.01%
+75,000
New +$4.53M
NKE icon
367
PUT
Nike
NKE
$62.3B
$74K ﹤0.01%
+131,000
New +$7.24M
MOBL
368
DELISTED
MobileIron, Inc.
MOBL
$70K ﹤0.01%
15,978
-308,992
-95% -$1.37M
FCX icon
369
PUT
Freeport-McMoran
FCX
$95.5B
$58K ﹤0.01%
+500,000
New +$7.18M
CYHHZ
370
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$43K ﹤0.01%
5,055,677
– –
XLU icon
371
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$40K ﹤0.01%
+1,000,000
New +$25M
KMB icon
372
CALL
Kimberly-Clark
KMB
$36.1B
$36K ﹤0.01%
+53,000
New +$6.68M
EPC icon
373
CALL
Edgewell Personal Care
EPC
$1.3B
$24K ﹤0.01%
+30,600
New +$2.33M
XLP icon
374
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$12K ﹤0.01%
+250,000
New +$13.4M
IWM icon
375
CALL
iShares Russell 2000 ETF
IWM
$82.1B
$4K ﹤0.01%
50,000
– –
13 14
15
16 17

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2017 Portfolio in Review

As of Q1 2017, UBS O'Connor held 538 positions worth $5.93B, up 14% from $5.18B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor deployed $1.01B of net new capital in Q1 2017, opening 149 new positions and adding to 106 existing holdings. Its largest new stake was Reynolds American Inc: 5,427,325 shares worth $342M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, up from 18% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Expedia Group, an estimated $75.5M trimmed.

  • UBS O'Connor's largest Q1 2017 buy was Reynolds American Inc: 5,427,325 shares worth $342M.
  • UBS O'Connor added most to Time Warner Inc in Q1 2017, an estimated $209M increase.
  • UBS O'Connor's biggest Q1 2017 reduction was Expedia Group, cutting an estimated $75.5M.
  • UBS O'Connor fully exited St Jude Medical in Q1 2017, selling an estimated $173M.
  • UBS O'Connor's ten largest holdings make up 31% of its $5.93B portfolio in Q1 2017.
  • UBS O'Connor opened 149 new positions and closed 134 in Q1 2017.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $5.93B.

Based on UBS O'Connor's 13F filing for Q1 2017, filed 12 May 2017.