We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.93B
AUM Growth
+$749M
Cap. Flow
+$553M
Cap. Flow %
9.33%
Top 10 Hldgs %
30.88%
Holding
538
New
149
Increased
106
Reduced
117
Closed
134
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
1.4 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
1.4 quarters

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$326M
2
TWX
Time Warner Inc
TWX
+$209M
3
MJN
Mead Johnson Nutrition Company
MJN
+$187M
4
WOOF icon
VCA Inc.
WOOF
+$165M
5
LVLT
Level 3 Communications Inc
LVLT
+$96M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$173M
2
EXPE icon
Expedia Group
EXPE
+$75.5M
3
WWAV
The WhiteWave Foods Company
WWAV
+$66.4M
4
MEG icon
Media General, Inc
MEG
+$49.3M
5
DELL icon
Dell
DELL
+$46.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.63%
2 Industrials 14.34%
3 Communication Services 12.69%
4 Consumer Discretionary 10.31%
5 Technology 8.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MDR
351
CALL
DELISTED
McDermott International
MDR
$192K ﹤0.01%
223,333
-66,667
-23% -$1.47M
2015 Q4
5 quarters
MDR
352
PUT
DELISTED
McDermott International
MDR
$180K ﹤0.01%
100,000
– –
2016 Q4
1 quarter
ASH icon
353
CALL
Ashland
ASH
$3.23B
$177K ﹤0.01%
+90,549
New +$5.25M
2017 Q1
0 quarters
WWE
354
CALL
DELISTED
World Wrestling Entertainment
WWE
$159K ﹤0.01%
+157,400
New +$3.23M
2017 Q1
0 quarters
MDLZ icon
355
CALL
Mondelez International
MDLZ
$77.1B
$155K ﹤0.01%
305,900
+41,300
+16% +$1.83M
2016 Q4
1 quarter
FOMX
356
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$148K ﹤0.01%
+30,000
New +$289K
2017 Q1
0 quarters
XLF icon
357
PUT
State Street Financial Select Sector SPDR ETF
XLF
$50.9B
$139K ﹤0.01%
+440,000
New +$10.5M
2017 Q1
0 quarters
DKS icon
358
CALL
Dick's Sporting Goods
DKS
$13.5B
$134K ﹤0.01%
+78,600
New +$3.98M
2017 Q1
0 quarters
DIS icon
359
CALL
Walt Disney
DIS
$187B
$114K ﹤0.01%
+21,000
New +$2.31M
2017 Q1
0 quarters
HCR
360
PUT
DELISTED
Hi-Crush Inc. Common Stock
HCR
$110K ﹤0.01%
+720,800
New +$13.3M
2017 Q1
0 quarters
C icon
361
CALL
Citigroup
C
$217B
$109K ﹤0.01%
+750,000
New +$44.4M
2017 Q1
0 quarters
TLT icon
362
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
$106K ﹤0.01%
+100,000
New +$12M
2017 Q1
0 quarters
XME icon
363
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$105K ﹤0.01%
+165,000
New +$5.32M
2017 Q1
0 quarters
TIF
364
PUT
DELISTED
Tiffany & Co.
TIF
$90K ﹤0.01%
52,400
-50,500
-49% -$4.31M
2016 Q3
2 quarters
UN icon
365
CALL
DELISTED
Unilever NV New York Registry Shares
UN
$90K ﹤0.01%
+105,900
New +$4.74M
2017 Q1
0 quarters
EFA icon
366
PUT
iShares MSCI EAFE ETF
EFA
$76.4B
$77K ﹤0.01%
+75,000
New +$4.53M
2017 Q1
0 quarters
NKE icon
367
PUT
Nike
NKE
$51.6B
$74K ﹤0.01%
+131,000
New +$7.24M
2017 Q1
0 quarters
MOBL
368
DELISTED
MobileIron, Inc.
MOBL
$70K ﹤0.01%
15,978
-308,992
-95% -$1.37M
2014 Q3
10 quarters
FCX icon
369
PUT
Freeport-McMoran
FCX
$106B
$58K ﹤0.01%
+500,000
New +$7.18M
2017 Q1
0 quarters
CYHHZ
370
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$43K ﹤0.01%
5,055,677
– –
2014 Q1
12 quarters
XLU icon
371
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$40K ﹤0.01%
+1,000,000
New +$25M
2017 Q1
0 quarters
KMB icon
372
CALL
Kimberly-Clark
KMB
$32.5B
$36K ﹤0.01%
+53,000
New +$6.68M
2017 Q1
0 quarters
EPC icon
373
CALL
Edgewell Personal Care
EPC
$1.28B
$24K ﹤0.01%
+30,600
New +$2.33M
2017 Q1
0 quarters
XLP icon
374
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.9B
$12K ﹤0.01%
+250,000
New +$13.4M
2017 Q1
0 quarters
IWM icon
375
CALL
iShares Russell 2000 ETF
IWM
$78.5B
$4K ﹤0.01%
50,000
– –
2016 Q4
1 quarter
13 14
15
16 17

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2017 Portfolio in Review

As of Q1 2017, UBS O'Connor held 538 positions worth $5.93B, up 14% from $5.18B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor deployed $553M of net new capital in Q1 2017, opening 149 new positions and adding to 106 existing holdings. Its largest new stake was Reynolds American Inc: 5,427,325 shares worth $342M.

By sector, the portfolio is most concentrated in Consumer Staples at 27% of assets, up from 18% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Expedia Group, an estimated $75.5M trimmed.

  • UBS O'Connor's largest Q1 2017 buy was Reynolds American Inc: 5,427,325 shares worth $342M.
  • UBS O'Connor added most to Time Warner Inc in Q1 2017, an estimated $209M increase.
  • UBS O'Connor's biggest Q1 2017 reduction was Expedia Group, cutting an estimated $75.5M.
  • UBS O'Connor fully exited St Jude Medical in Q1 2017, selling an estimated $173M.
  • UBS O'Connor's ten largest holdings make up 31% of its $5.93B portfolio in Q1 2017.
  • UBS O'Connor opened 149 new positions and closed 134 in Q1 2017.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $5.93B.

Based on UBS O'Connor's 13F filing for Q1 2017, filed 12 May 2017.