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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TMUS icon
326
CALL
T-Mobile US
TMUS
$159B
$388K 0.01%
70,000
– –
2013 Q4
1 quarter
REI icon
327
Ring Energy
REI
$341M
$382K 0.01%
+25,000
New +$347K
2014 Q1
0 quarters
NKE icon
328
PUT
Nike
NKE
$51.6B
$380K 0.01%
+200,000
New +$7.56M
2014 Q1
0 quarters
DSCI
329
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$380K 0.01%
+30,000
New +$388K
2014 Q1
0 quarters
GCVRZ
330
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$373K 0.01%
1,203,178
– –
2013 Q2
3 quarters
DECK icon
331
CALL
Deckers Outdoor
DECK
$11.3B
$370K 0.01%
+600,000
New +$7.93M
2014 Q1
0 quarters
TNL icon
332
Travel + Leisure Co
TNL
$3.84B
$366K 0.01%
+11,075
New +$362K
2014 Q1
0 quarters
NAV
333
PUT
DELISTED
Navistar International
NAV
$365K 0.01%
100,000
– –
2013 Q4
1 quarter
PRGN
334
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$364K 0.01%
+1,400
New +$371K
2014 Q1
0 quarters
GE icon
335
GE Aerospace
GE
$320B
$360K 0.01%
+2,901
New +$358K
2014 Q1
0 quarters
WWAV
336
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$352K 0.01%
+600,000
New +$15.9M
2014 Q1
0 quarters
DISH
337
CALL
DELISTED
DISH Network Corp.
DISH
$345K 0.01%
+50,000
New +$2.91M
2014 Q1
0 quarters
RBCN
338
DELISTED
Rubicon Technology, Inc.
RBCN
$339K 0.01%
+3,000
New +$356K
2014 Q1
0 quarters
NSPH
339
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$322K 0.01%
7,500
-2,500
-25% -$118K
2013 Q3
2 quarters
BBY icon
340
Best Buy
BBY
$18.2B
$320K 0.01%
12,102
-48,890
-80% -$1.34M
2013 Q4
1 quarter
SEA icon
341
DELISTED
Invesco Shipping ETF
SEA
$318K 0.01%
+14,536
New +$314K
2014 Q1
0 quarters
CGRN
342
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$314K 0.01%
+738
New +$264K
2014 Q1
0 quarters
CYHHZ
343
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$303K 0.01%
+5,006,300
New +$278K
2014 Q1
0 quarters
PVH icon
344
CALL
PVH
PVH
$3.75B
$288K 0.01%
+50,000
New +$6.16M
2014 Q1
0 quarters
PETX
345
DELISTED
Aratana Therapeutics, Inc.
PETX
$288K 0.01%
+15,537
New +$311K
2014 Q1
0 quarters
NAT icon
346
Nordic American Tanker
NAT
$1.79B
$286K 0.01%
+29,717
New +$300K
2014 Q1
0 quarters
NWHM
347
DELISTED
THE NEW HOME COMPANY INC.
NWHM
$285K 0.01%
+20,000
New +$276K
2014 Q1
0 quarters
PAY icon
348
DELISTED
Verifone Systems Inc
PAY
$282K 0.01%
+8,327
New +$247K
2014 Q1
0 quarters
WY icon
349
Weyerhaeuser
WY
$13.8B
$258K ﹤0.01%
+8,800
New +$265K
2014 Q1
0 quarters
TA
350
DELISTED
TravelCenters of America LLC
TA
$243K ﹤0.01%
5,966
-28,034
-82% -$1.22M
2013 Q4
1 quarter
12 13
14
15 16

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.