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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
326
CALL
T-Mobile US
TMUS
$193B
$388K 0.01%
70,000
– –
REI icon
327
Ring Energy
REI
$333M
$382K 0.01%
+25,000
New +$347K
NKE icon
328
PUT
Nike
NKE
$62.3B
$380K 0.01%
+200,000
New +$7.56M
DSCI
329
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$380K 0.01%
+30,000
New +$388K
GCVRZ
330
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$373K 0.01%
1,203,178
– –
DECK icon
331
CALL
Deckers Outdoor
DECK
$13.3B
$370K 0.01%
+600,000
New +$7.93M
TNL icon
332
Travel + Leisure Co
TNL
$4.74B
$366K 0.01%
+11,075
New +$362K
NAV
333
PUT
DELISTED
Navistar International
NAV
$365K 0.01%
100,000
– –
PRGN
334
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$364K 0.01%
+1,400
New +$371K
GE icon
335
GE Aerospace
GE
$389B
$360K 0.01%
+2,901
New +$358K
WWAV
336
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$352K 0.01%
+600,000
New +$15.9M
DISH
337
CALL
DELISTED
DISH Network Corp.
DISH
$345K 0.01%
+50,000
New +$2.91M
RBCN
338
DELISTED
Rubicon Technology, Inc.
RBCN
$339K 0.01%
+3,000
New +$356K
NSPH
339
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$322K 0.01%
7,500
-2,500
-25% -$118K
BBY icon
340
Best Buy
BBY
$16.9B
$320K 0.01%
12,102
-48,890
-80% -$1.34M
SEA
341
DELISTED
Invesco Shipping ETF
SEA
$318K 0.01%
+14,536
New +$314K
CGRN
342
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$314K 0.01%
+738
New +$264K
CYHHZ
343
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$303K 0.01%
+5,006,300
New +$278K
PVH icon
344
CALL
PVH
PVH
$3.99B
$288K 0.01%
+50,000
New +$6.16M
PETX
345
DELISTED
Aratana Therapeutics, Inc.
PETX
$288K 0.01%
+15,537
New +$311K
NAT icon
346
Nordic American Tanker
NAT
$1.36B
$286K 0.01%
+29,717
New +$300K
NWHM
347
DELISTED
THE NEW HOME COMPANY INC.
NWHM
$285K 0.01%
+20,000
New +$276K
PAY
348
DELISTED
Verifone Systems Inc
PAY
$282K 0.01%
+8,327
New +$247K
WY icon
349
Weyerhaeuser
WY
$18.3B
$258K ﹤0.01%
+8,800
New +$265K
TA
350
DELISTED
TravelCenters of America LLC
TA
$243K ﹤0.01%
5,966
-28,034
-82% -$1.22M
12 13
14
15 16

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.