UBS O'Connor’s Capstone Green Energy Corporation Common Stock CGRN Stock Holding History

UBS O'Connor’s Portfolio CGRN Stock Details CGRN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,000	Closed	-$148K	–	874
2014 Q4	$148K	Sell	1,000 -4,000	-80%	-$692K	﹤0.01%	607
2014 Q3	$1.07M	Buy	5,000 +1,250	+33%	+$320K	0.02%	337
2014 Q2	$1.13M	Buy	3,750 +3,012	+408%	+$1.03M	0.01%	318
2014 Q1	$314K	Buy	+738	New	+$264K	0.01%	384
2013 Q4	–	Sell	-2,500	Closed	-$590K	–	516
2013 Q3	$590K	Buy	+2,500	New	+$623K	0.01%	320

Other funds holding CGRN

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

PIM

Platinum Investment Management Sydney Australia 2000, Australia $397M AUM 63.96% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

BPGAM

BTG Pactual Global Asset Management Hamilton, Bermuda $600M AUM 28.3% 1-Year Est. Return

UBS O'Connor's CGRN Position: Q1 2015 in Review

UBS O'Connor sold out of Capstone Green Energy Corporation Common Stock (CGRN) in Q1 2015, closing a stake of 1,000 shares — an estimated $148K sold.

UBS O'Connor first reported a position in CGRN in Q3 2013 and held it in 5 quarters. The position peaked at $1.13M in Q2 2014. 105 funds tracked by Wall St. Rank hold CGRN as of Q1 2015.

UBS O'Connor reported no remaining Capstone Green Energy Corporation Common Stock position as of Q1 2015 after selling out during the quarter.
UBS O'Connor sold 1,000 Capstone Green Energy Corporation Common Stock shares in Q1 2015, an estimated $148K.
UBS O'Connor first reported a position in Capstone Green Energy Corporation Common Stock in Q3 2013 and held it in 5 quarters.
UBS O'Connor's Capstone Green Energy Corporation Common Stock position peaked at $1.13M in Q2 2014.
105 funds tracked by Wall St. Rank held Capstone Green Energy Corporation Common Stock as of Q1 2015.

Based on UBS O'Connor's 13F filing for Q1 2015, filed 14 May 2015.