UBS O'Connor’s Invesco Shipping ETF SEA Stock Holding History

UBS O'Connor’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-14,536	Closed	-$318K	–	586
2014 Q1	$318K	Buy	+14,536	New	+$314K	0.01%	383

Other funds holding SEA

LWA

Lenox Wealth Advisors New York $798M AUM 5.74% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Gruss & Co West Palm Beach, Florida $42.8M AUM 49.41% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS O'Connor's SEA Position: Q2 2014 in Review

UBS O'Connor sold out of Invesco Shipping ETF (SEA) in Q2 2014, closing a stake of 14,536 shares — an estimated $318K sold.

UBS O'Connor first reported a position in SEA in Q1 2014 and held it in 1 quarter. The position peaked at $318K in Q1 2014. 37 funds tracked by Wall St. Rank hold SEA as of Q2 2014.

UBS O'Connor reported no remaining Invesco Shipping ETF position as of Q2 2014 after selling out during the quarter.
UBS O'Connor sold 14,536 Invesco Shipping ETF shares in Q2 2014, an estimated $318K.
UBS O'Connor first reported a position in Invesco Shipping ETF in Q1 2014 and held it in 1 quarter.
UBS O'Connor's Invesco Shipping ETF position peaked at $318K in Q1 2014.
37 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q2 2014.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.