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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GM icon
301
PUT
General Motors
GM
$72.6B
$1.71M 0.02%
+2,716,700
New +$81.7M
2016 Q1
0 quarters
CRVS icon
302
Corvus Pharmaceuticals
CRVS
$885M
$1.7M 0.02%
+117,300
New +$1.68M
2016 Q1
0 quarters
CSCO icon
303
Cisco
CSCO
$467B
$1.67M 0.02%
58,710
+8,710
+17% +$224K
2014 Q4
5 quarters
WLL
304
DELISTED
Whiting Petroleum Corporation
WLL
$1.64M 0.02%
+684
New +$1.34M
2016 Q1
0 quarters
NTRA icon
305
Natera
NTRA
$57.8B
$1.59M 0.02%
166,940
+6,940
+4% +$58.7K
2015 Q3
2 quarters
GOL icon
306
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1.58M 0.02%
1,047,330
+736,709
+237% +$845K
2015 Q1
4 quarters
CEMP
307
DELISTED
Cempra, Inc.
CEMP
$1.55M 0.02%
+88,380
New +$1.6M
2016 Q1
0 quarters
DHT icon
308
DHT Holdings
DHT
$3.97B
$1.51M 0.02%
261,501
-2,177,527
-89% -$13M
2015 Q3
2 quarters
FLXN icon
309
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1.47M 0.01%
+159,610
New +$1.94M
2016 Q1
0 quarters
CLR
310
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.45M 0.01%
+47,653
New +$1.08M
2016 Q1
0 quarters
CEO
311
DELISTED
CNOOC Limited
CEO
$1.43M 0.01%
+12,243
New +$1.28M
2016 Q1
0 quarters
EMN icon
312
Eastman Chemical
EMN
$7.17B
$1.36M 0.01%
+18,843
New +$1.23M
2016 Q1
0 quarters
TV icon
313
Televisa
TV
$1.16B
$1.35M 0.01%
49,222
-778
-2% -$20.4K
2015 Q4
1 quarter
SIVB
314
DELISTED
SVB Financial Group
SIVB
$1.3M 0.01%
+12,753
New +$1.23M
2016 Q1
0 quarters
XLRN
315
DELISTED
Acceleron Pharma
XLRN
$1.3M 0.01%
+49,100
New +$1.43M
2016 Q1
0 quarters
SAGE icon
316
DELISTED
Sage Therapeutics
SAGE
$1.26M 0.01%
+39,280
New +$1.38M
2016 Q1
0 quarters
SPY icon
317
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.25M 0.01%
790,500
+654,500
+481% +$128M
2014 Q4
5 quarters
RPT icon
318
Rithm Property Trust
RPT
$83.8M
$1.22M 0.01%
18,864
+4,891
+35% +$307K
2015 Q1
4 quarters
ANDV
319
DELISTED
Andeavor
ANDV
$1.21M 0.01%
+14,110
New +$1.21M
2016 Q1
0 quarters
LOCK
320
DELISTED
LifeLock, Inc.
LOCK
$1.19M 0.01%
+98,300
New +$1.16M
2016 Q1
0 quarters
MOBL
321
DELISTED
MobileIron, Inc.
MOBL
$1.18M 0.01%
261,303
-5,937
-2% -$22.2K
2014 Q3
6 quarters
EWZ icon
322
CALL
iShares MSCI Brazil ETF
EWZ
$12.1B
$1.17M 0.01%
+977,500
New +$21M
2016 Q1
0 quarters
CAG icon
323
CALL
Conagra Brands
CAG
$6.44B
$1.14M 0.01%
637,746
+63,351
+11% +$2.06M
2015 Q3
2 quarters
CLCD
324
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$1.11M 0.01%
178,494
-31,894
-15% -$199K
2015 Q2
3 quarters
OXFD
325
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$1.09M 0.01%
110,513
-2,087
-2% -$21.4K
2015 Q1
4 quarters
11 12
13
14 15

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CGL
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.