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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRVS icon
301
Corvus Pharmaceuticals
CRVS
$1.17B
$870K 0.02%
+60,000
New +$861K
CSCO icon
302
Cisco
CSCO
$476B
$854K 0.02%
30,000
+5,000
+20% +$129K
WLL
303
DELISTED
Whiting Petroleum Corporation
WLL
$838K 0.02%
+350
New +$688K
NTRA icon
304
Natera
NTRA
$38B
$809K 0.01%
85,000
+5,000
+6% +$42.3K
GOL
305
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$806K 0.01%
+535,170
New +$614K
CEMP
306
DELISTED
Cempra, Inc.
CEMP
$788K 0.01%
+45,000
New +$816K
DHT icon
307
DHT Holdings
DHT
$2.96B
$771K 0.01%
133,897
-1,085,617
-89% -$6.46M
FLXN
308
DELISTED
Flexion Therapeutics, Inc.
FLXN
$751K 0.01%
+81,642
New +$990K
CLR
309
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$741K 0.01%
+24,400
New +$551K
CEO
310
DELISTED
CNOOC Limited
CEO
$732K 0.01%
+6,256
New +$653K
EMN icon
311
Eastman Chemical
EMN
$8.4B
$696K 0.01%
+9,638
New +$631K
TV icon
312
Televisa
TV
$1.5B
$686K 0.01%
25,000
– –
SIVB
313
DELISTED
SVB Financial Group
SIVB
$663K 0.01%
+6,500
New +$629K
XLRN
314
DELISTED
Acceleron Pharma
XLRN
$660K 0.01%
+25,000
New +$727K
SAGE
315
DELISTED
Sage Therapeutics
SAGE
$641K 0.01%
+20,000
New +$704K
SPY icon
316
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$638K 0.01%
405,100
+337,100
+496% +$65.8M
RPT
317
Rithm Property Trust
RPT
$94.2M
$624K 0.01%
9,618
+2,632
+38% +$165K
ANDV
318
DELISTED
Andeavor
ANDV
$621K 0.01%
+7,225
New +$620K
LOCK
319
DELISTED
LifeLock, Inc.
LOCK
$604K 0.01%
+50,000
New +$590K
MOBL
320
DELISTED
MobileIron, Inc.
MOBL
$604K 0.01%
133,620
– –
EWZ icon
321
CALL
iShares MSCI Brazil ETF
EWZ
$9.07B
$600K 0.01%
+500,000
New +$10.8M
CAG icon
322
CALL
Conagra Brands
CAG
$7.11B
$581K 0.01%
324,463
+37,265
+13% +$1.21M
CLCD
323
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
$559K 0.01%
90,194
-15,000
-14% -$93.7K
OXFD
324
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
$558K 0.01%
56,300
– –
IVTY
325
DELISTED
Invuity, Inc
IVTY
$542K 0.01%
75,000
– –
11 12
13
14 15

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SAG
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ACI
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CGL
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.