UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+0.11%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.76B
AUM Growth
+$1.27B
Cap. Flow
+$1.17B
Cap. Flow %
24.63%
Top 10 Hldgs %
48.08%
Holding
390
New
106
Increased
55
Reduced
52
Closed
92

Top Buys

1
TIF
Tiffany & Co.
TIF
$277M
2
ETFC
E*Trade Financial Corporation
ETFC
$266M
3
S
Sprint Corporation
S
$228M
4
CY
Cypress Semiconductor
CY
$196M
5
LM
Legg Mason, Inc.
LM
$182M

Top Sells

1
WCG
Wellcare Health Plans, Inc.
WCG
$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$142M
3
MDCO
Medicines Co
MDCO
$82.1M
4
INXN
Interxion Holding N.V.
INXN
$51.4M
5
CHPMU
CHP Merger Corp. Unit
CHPMU
$24.9M

Sector Composition

1 Technology 24.9%
2 Financials 17.11%
3 Consumer Discretionary 9.48%
4 Industrials 8.51%
5 Healthcare 7.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RCKT icon
226
Rocket Pharmaceuticals
RCKT
$354M
$279K 0.01%
20,000
– –
ITRM icon
227
Iterum Therapeutics
ITRM
$30.3M
$240K ﹤0.01%
5,913
– –
LSI
228
DELISTED
Life Storage, Inc.
LSI
$236K ﹤0.01%
+3,750
New +$236K
CUBE icon
229
CubeSmart
CUBE
$9.52B
$230K ﹤0.01%
+8,600
New +$230K
RAPT icon
230
RAPT Therapeutics
RAPT
$214M
$213K ﹤0.01%
+1,250
New +$213K
ADVM icon
231
Adverum Biotechnologies
ADVM
$73.9M
$195K ﹤0.01%
+2,000
New +$195K
PSTG icon
232
Pure Storage
PSTG
$25.9B
$178K ﹤0.01%
14,438
-280,562
-95% -$3.46M
FPAY icon
233
FlexShopper
FPAY
$18.3M
$142K ﹤0.01%
+112,000
New +$142K
MAT icon
234
Mattel
MAT
$6.06B
$117K ﹤0.01%
+13,260
New +$117K
WKHS icon
235
Workhorse Group
WKHS
$19.4M
$56K ﹤0.01%
123
– –
GNCA
236
DELISTED
Genocea Biosciences, Inc.
GNCA
$33K ﹤0.01%
19,460
– –
INXN
237
DELISTED
Interxion Holding N.V.
INXN
– –
-612,731
Closed -$51.4M
AAL icon
238
American Airlines Group
AAL
$8.63B
– –
0
– –
AAT
239
American Assets Trust
AAT
$1.28B
– –
-24,600
Closed -$1.13M
ALB icon
240
Albemarle
ALB
$9.6B
– –
-120,000
Closed -$8.77M
AMH icon
241
American Homes 4 Rent
AMH
$12.9B
– –
-256,500
Closed -$6.72M
ARE icon
242
Alexandria Real Estate Equities
ARE
$14.5B
– –
-46,100
Closed -$7.45M
ASRT icon
243
Assertio
ASRT
$76.8M
– –
-278,338
Closed -$1.39M
ATI icon
244
ATI
ATI
$10.7B
– –
0
– –
BBGI icon
245
Beasley Broadcasting Group
BBGI
$8.48M
– –
-3,655
Closed -$226K
BE icon
246
Bloom Energy
BE
$13.4B
– –
-100,000
Closed -$747K
BROG
247
DELISTED
Brooge Energy
BROG
– –
0
– –
CAG icon
248
Conagra Brands
CAG
$9.23B
– –
-110,000
Closed -$3.77M
CCI icon
249
Crown Castle
CCI
$41.9B
– –
-13,900
Closed -$1.98M
CCL icon
250
Carnival Corp
CCL
$42.8B
– –
0
– –
8 9
10
11 12