UBS O'Connor’s AST SpaceMobile ASTS Stock Holding History

UBS O'Connor’s Portfolio ASTS Stock Details ASTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-1,138,500	Closed	-$4.24M	–	812
2020 Q4	$4.24M	Hold	1,138,500	–	–	0.09%	266
2020 Q3	$1.4M	Hold	1,138,500	–	–	0.04%	210
2020 Q2	$1.4M	Hold	1,138,500	–	–	0.03%	253
2020 Q1	$626K	Hold	1,138,500	–	–	0.01%	253
2019 Q4	$968K	Buy	+1,138,500	New	+$11.2M	0.03%	228

Other funds holding ASTS

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

BRIM

Broad Run Investment Management Arlington, Virginia $568M AUM 50.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Phoenix Financial Givatayim, Israel $10.5B AUM 49.21% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.02% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Greenlight Capital New York $2.05B AUM 78.75% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

UBS O'Connor's ASTS Position: Q2 2021 in Review

UBS O'Connor sold out of AST SpaceMobile (ASTS) in Q2 2021, closing a stake of 1,505,873 shares — an estimated $17.6M sold.

UBS O'Connor first reported a position in ASTS in Q4 2019 and held it in 6 quarters. The position peaked at $30.9M in Q4 2020. 72 funds tracked by Wall St. Rank hold ASTS as of Q2 2021.

UBS O'Connor reported no remaining AST SpaceMobile position as of Q2 2021 after selling out during the quarter.
UBS O'Connor sold 1,505,873 AST SpaceMobile shares in Q2 2021, an estimated $17.6M.
UBS O'Connor first reported a position in AST SpaceMobile in Q4 2019 and held it in 6 quarters.
UBS O'Connor's AST SpaceMobile position peaked at $30.9M in Q4 2020.
72 funds tracked by Wall St. Rank held AST SpaceMobile as of Q2 2021.

Based on UBS O'Connor's 13F filing for Q2 2021, filed 13 Aug 2021.