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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTI icon
226
TechnipFMC
FTI
$27.3B
$3.46M 0.07%
149,856
+85,344
+132% +$2.15M
KTWO
227
DELISTED
K2M Group Holdings, Inc
KTWO
$3.44M 0.07%
185,179
+122,335
+195% +$2.68M
SJM icon
228
J.M. Smucker
SJM
$12.7B
$3.29M 0.07%
28,820
-179,230
-86% -$20M
NE
229
DELISTED
Noble Corporation
NE
$3.27M 0.07%
299,770
-174,683
-37% -$2.2M
ETFC
230
DELISTED
E*Trade Financial Corporation
ETFC
$3.21M 0.07%
122,000
-159,954
-57% -$4.43M
EWG icon
231
iShares MSCI Germany ETF
EWG
$1.61B
$3.09M 0.06%
+125,000
New +$3.4M
STX icon
232
Seagate
STX
$193B
$3.04M 0.06%
+67,914
New +$3.29M
BDN
233
Brandywine Realty Trust
BDN
$554M
$3.03M 0.06%
245,835
-261,284
-52% -$3.41M
CDP icon
234
COPT Defense Properties
CDP
$4.22B
$3M 0.06%
142,562
+87,701
+160% +$1.98M
EAT icon
235
Brinker International
EAT
$9.75B
$2.96M 0.06%
56,295
-284,425
-83% -$15.8M
MCD icon
236
McDonald's
MCD
$196B
$2.93M 0.06%
29,695
-23,305
-44% -$2.27M
GWB
237
DELISTED
Great Western Bancorp, Inc.
GWB
$2.9M 0.06%
+114,377
New +$2.88M
YHOO
238
DELISTED
Yahoo Inc
YHOO
$2.89M 0.06%
+100,000
New +$3.47M
KATE
239
DELISTED
Kate Spade & Company
KATE
$2.87M 0.06%
+150,000
New +$2.99M
RXI icon
240
iShares Global Consumer Discretionary ETF
RXI
$274M
$2.83M 0.06%
+33,100
New +$2.97M
SC
241
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$2.76M 0.06%
135,215
-116,762
-46% -$2.69M
CME icon
242
CME Group
CME
$95B
$2.75M 0.06%
29,599
+13,071
+79% +$1.24M
TUR icon
243
iShares MSCI Turkey ETF
TUR
$213M
$2.74M 0.06%
+75,000
New +$3M
CPF icon
244
Central Pacific Financial
CPF
$1.01B
$2.73M 0.06%
+130,000
New +$2.86M
GLW icon
245
Corning
GLW
$135B
$2.72M 0.06%
158,702
+8,702
+6% +$157K
PHM icon
246
Pultegroup
PHM
$24.7B
$2.7M 0.05%
+142,943
New +$2.91M
WTFC icon
247
Wintrust Financial
WTFC
$10.7B
$2.63M 0.05%
49,184
-4,684
-9% -$248K
TPH
248
DELISTED
Tri Pointe Homes
TPH
$2.62M 0.05%
+200,428
New +$2.9M
BURL icon
249
Burlington
BURL
$23.4B
$2.55M 0.05%
50,000
-146,564
-75% -$7.83M
BLMN icon
250
Bloomin' Brands
BLMN
$931M
$2.53M 0.05%
139,406
-582,577
-81% -$12.4M
8 9
10
11 12

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.