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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEFA icon
201
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$3.15M 0.1%
90,641
-12,488
-12% -$440K
MEAR icon
202
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$3.13M 0.1%
62,682
+1,152
+2% +$57.8K
BMY icon
203
Bristol-Myers Squibb
BMY
$127B
$3.12M 0.1%
55,203
-1,103
-2% -$61.6K
SYK icon
204
Stryker
SYK
$127B
$3.1M 0.1%
8,599
-178
-2% -$66K
GE icon
205
GE Aerospace
GE
$367B
$3.1M 0.1%
18,561
+596
+3% +$106K
AVUV icon
206
Avantis US Small Cap Value ETF
AVUV
$29.7B
$3.03M 0.1%
31,384
+654
+2% +$65K
XLC icon
207
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$3.01M 0.09%
31,111
+11,551
+59% +$1.1M
VOE icon
208
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3M 0.09%
18,554
-307
-2% -$51.8K
PPA icon
209
Invesco Aerospace & Defense ETF
PPA
$8.27B
$3M 0.09%
26,146
+976
+4% +$115K
SLV icon
210
iShares Silver Trust
SLV
$28.1B
$3M 0.09%
113,877
+2,661
+2% +$76K
BX icon
211
Blackstone
BX
$104B
$2.96M 0.09%
17,155
-544
-3% -$94.8K
CMG icon
212
Chipotle Mexican Grill
CMG
$40.8B
$2.91M 0.09%
48,226
+7,549
+19% +$455K
VRT icon
213
Vertiv
VRT
$112B
$2.89M 0.09%
25,480
+6,799
+36% +$807K
MDY icon
214
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.82M 0.09%
4,947
-1,689
-25% -$990K
JAAA icon
215
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$2.81M 0.09%
55,481
+16,500
+42% +$838K
ET icon
216
Energy Transfer Partners
ET
$70.1B
$2.81M 0.09%
143,223
-937
-0.6% -$16.6K
BUFQ icon
217
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$2.8M 0.09%
89,070
+6,037
+7% +$188K
VEU icon
218
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.79M 0.09%
48,566
+432
+0.9% +$26K
PRF icon
219
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.78M 0.09%
68,944
-507
-0.7% -$21K
IUSB icon
220
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$2.78M 0.09%
61,519
-7,760
-11% -$356K
FSIG icon
221
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.77M 0.09%
146,663
+19,244
+15% +$365K
NOC icon
222
Northrop Grumman
NOC
$77B
$2.77M 0.09%
5,893
+29
+0.5% +$14.6K
IJJ icon
223
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.76M 0.09%
22,115
-93
-0.4% -$11.9K
DLR icon
224
Digital Realty Trust
DLR
$73.7B
$2.75M 0.09%
15,526
+244
+2% +$43.3K
PM icon
225
Philip Morris
PM
$301B
$2.73M 0.09%
22,714
-1,322
-6% -$167K
7 8
9
10 11

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.