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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
201
Philip Morris
PM
$301B
$2.76M 0.11%
33,302
+1,112
+3% +$106K
SCHP icon
202
Schwab US TIPS ETF
SCHP
$16.3B
$2.76M 0.11%
106,638
-22,172
-17% -$616K
VUG icon
203
Vanguard Growth ETF
VUG
$216B
$2.75M 0.1%
77,112
-3,294
-4% -$132K
OIH icon
204
VanEck Oil Services ETF
OIH
$2.06B
$2.73M 0.1%
12,903
-1,367
-10% -$312K
CION icon
205
CION Investment
CION
$297M
$2.62M 0.1%
308,626
+192,641
+166% +$1.81M
IWP icon
206
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$2.61M 0.1%
33,257
+1,523
+5% +$131K
IWF icon
207
iShares Russell 1000 Growth ETF
IWF
$122B
$2.56M 0.1%
48,736
-360
-0.7% -$21.2K
FDX icon
208
FedEx
FDX
$74.5B
$2.54M 0.1%
17,074
-279
-2% -$58.9K
VTIP icon
209
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.53M 0.1%
52,664
-47,173
-47% -$2.34M
D icon
210
Dominion Energy
D
$62.5B
$2.52M 0.1%
36,435
+7,118
+24% +$575K
HYLS icon
211
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.52M 0.1%
65,646
+36,528
+125% +$1.49M
BSJM
212
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$2.51M 0.1%
114,256
+1,154
+1% +$25.6K
XLY icon
213
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$2.5M 0.1%
35,110
-7,572
-18% -$592K
FTC icon
214
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$2.48M 0.09%
28,981
-8,342
-22% -$781K
VHT icon
215
Vanguard Health Care ETF
VHT
$18.2B
$2.47M 0.09%
11,049
-282
-2% -$67.3K
GS icon
216
Goldman Sachs
GS
$313B
$2.43M 0.09%
8,304
+478
+6% +$155K
VRSN icon
217
VeriSign
VRSN
$25.3B
$2.43M 0.09%
14,015
-34
-0.2% -$6.29K
IWR icon
218
iShares Russell Mid-Cap ETF
IWR
$56.8B
$2.43M 0.09%
39,144
+611
+2% +$42K
GSY icon
219
Invesco Ultra Short Duration ETF
GSY
$3.82B
$2.43M 0.09%
49,186
+8,935
+22% +$443K
PFEB icon
220
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$2.41M 0.09%
+90,638
New +$2.52M
IJJ icon
221
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.38M 0.09%
26,501
-1,132
-4% -$113K
UL icon
222
Unilever
UL
$131B
$2.35M 0.09%
47,710
-5,034
-10% -$263K
USFR icon
223
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$2.34M 0.09%
46,572
+9,546
+26% +$480K
MAR icon
224
Marriott International
MAR
$98.7B
$2.34M 0.09%
16,675
-2,801
-14% -$428K
IJK icon
225
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$2.32M 0.09%
36,867
-2,093
-5% -$144K
7 8
9
10 11

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.