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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CION icon
176
CION Investment
CION
$297M
$3.71M 0.12%
325,766
+19,106
+6% +$223K
MRK icon
177
Merck
MRK
$324B
$3.7M 0.12%
37,227
-689
-2% -$71K
F icon
178
Ford
F
$57.3B
$3.64M 0.11%
368,084
-89,222
-20% -$952K
JPST icon
179
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.61M 0.11%
71,735
-3,752
-5% -$189K
MTUM icon
180
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.61M 0.11%
17,424
+1,792
+11% +$375K
RTX icon
181
RTX Corp
RTX
$287B
$3.59M 0.11%
31,012
+294
+1% +$35.5K
DE icon
182
Deere & Co
DE
$170B
$3.57M 0.11%
8,428
-244
-3% -$103K
QCOM icon
183
Qualcomm
QCOM
$176B
$3.57M 0.11%
23,220
+747
+3% +$122K
MO icon
184
Altria Group
MO
$122B
$3.55M 0.11%
67,813
-8,388
-11% -$447K
XLY icon
185
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.48M 0.11%
30,992
-1,618
-5% -$173K
WFC icon
186
Wells Fargo
WFC
$261B
$3.47M 0.11%
49,431
-7,800
-14% -$533K
VAW icon
187
Vanguard Materials ETF
VAW
$3B
$3.47M 0.11%
18,478
-1,387
-7% -$285K
VNQ icon
188
Vanguard Real Estate ETF
VNQ
$39.9B
$3.47M 0.11%
38,943
-2,814
-7% -$266K
FDL icon
189
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.43M 0.11%
85,116
+1,358
+2% +$57K
DVY icon
190
iShares Select Dividend ETF
DVY
$24B
$3.37M 0.11%
25,702
+706
+3% +$96.2K
TIP icon
191
iShares TIPS Bond ETF
TIP
$14.5B
$3.37M 0.11%
31,636
-3,911
-11% -$423K
ANET icon
192
Arista Networks
ANET
$219B
$3.34M 0.11%
30,254
-3,098
-9% -$319K
FDN icon
193
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.29M 0.1%
13,538
+454
+3% +$106K
SUB icon
194
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$3.27M 0.1%
31,010
+7,338
+31% +$775K
JEPQ icon
195
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$3.26M 0.1%
57,897
+7,333
+15% +$412K
ARCC icon
196
Ares Capital
ARCC
$13.5B
$3.24M 0.1%
147,991
+5,033
+4% +$109K
NEAR icon
197
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.24M 0.1%
64,138
+7,433
+13% +$377K
BSV icon
198
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.21M 0.1%
41,508
-2,587
-6% -$201K
MDT icon
199
Medtronic
MDT
$107B
$3.19M 0.1%
39,892
+11,049
+38% +$956K
AXP icon
200
American Express
AXP
$223B
$3.16M 0.1%
10,651
-674
-6% -$194K
6 7
8
9 10

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.