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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBCG icon
151
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$4.42M 0.14%
95,549
+2,061
+2% +$93.4K
VWO icon
152
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.42M 0.14%
100,259
+971
+1% +$45.1K
ISRG icon
153
Intuitive Surgical
ISRG
$121B
$4.38M 0.14%
8,387
-161
-2% -$83.9K
PULS icon
154
PGIM Ultra Short Bond ETF
PULS
$17.7B
$4.35M 0.14%
87,816
-29,266
-25% -$1.45M
NOBL icon
155
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$4.34M 0.14%
87,100
+3,382
+4% +$178K
IWP icon
156
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$4.3M 0.14%
33,911
+666
+2% +$84.7K
XLG icon
157
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$4.27M 0.13%
85,567
-44,220
-34% -$2.18M
LOW icon
158
Lowe's Companies
LOW
$116B
$4.27M 0.13%
17,303
-422
-2% -$113K
FTLS icon
159
First Trust Long/Short Equity ETF
FTLS
$2.46B
$4.26M 0.13%
64,700
+17,963
+38% +$1.17M
DIA icon
160
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$4.23M 0.13%
9,950
+1,656
+20% +$717K
DLN icon
161
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$4.22M 0.13%
54,226
+886
+2% +$70.6K
FIW icon
162
First Trust Water ETF
FIW
$1.84B
$4.19M 0.13%
41,052
+2,564
+7% +$276K
VOOG icon
163
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$4.16M 0.13%
68,208
-582
-0.8% -$34.9K
TLT icon
164
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.15M 0.13%
47,492
-21,423
-31% -$1.97M
MGOV icon
165
First Trust Intermediate Government Opportunities ETF
MGOV
$100M
$4.07M 0.13%
205,395
+144,093
+235% +$2.91M
PFE icon
166
Pfizer
PFE
$140B
$4.02M 0.13%
151,530
-16,023
-10% -$435K
GILD icon
167
Gilead Sciences
GILD
$161B
$4.02M 0.13%
43,468
-1,126
-3% -$101K
JQUA icon
168
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$3.98M 0.13%
69,497
+2,433
+4% +$141K
CALF icon
169
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$3.97M 0.12%
90,226
-11,251
-11% -$521K
ETN icon
170
Eaton
ETN
$157B
$3.97M 0.12%
11,956
-1,962
-14% -$689K
XLI icon
171
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.91M 0.12%
29,681
-15,176
-34% -$2.09M
VCIT icon
172
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.8M 0.12%
47,394
-3,302
-7% -$270K
MINT icon
173
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.78M 0.12%
37,635
-800
-2% -$80.4K
PFEB icon
174
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$3.75M 0.12%
102,002
-3,623
-3% -$132K
MS icon
175
Morgan Stanley
MS
$337B
$3.75M 0.12%
29,812
-3,453
-10% -$425K
5 6
7
8 9

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.