We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
151
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.84M 0.15%
37,475
+8,178
+28% +$921K
AMGN icon
152
Amgen
AMGN
$203B
$3.79M 0.14%
16,825
-310
-2% -$75.1K
SPLV icon
153
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$3.79M 0.14%
65,569
-40,974
-38% -$2.59M
ESGU icon
154
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$3.78M 0.14%
47,632
-18,526
-28% -$1.64M
VOE icon
155
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.78M 0.14%
31,033
-1,062
-3% -$144K
CIBR icon
156
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$3.77M 0.14%
98,007
+13,519
+16% +$574K
RTX icon
157
RTX Corp
RTX
$287B
$3.77M 0.14%
46,061
-338
-0.7% -$30.6K
HON icon
158
Honeywell
HON
$77.1B
$3.77M 0.14%
23,931
-1,301
-5% -$227K
SLV icon
159
iShares Silver Trust
SLV
$28.1B
$3.76M 0.14%
215,007
+5,036
+2% +$89.3K
MS icon
160
Morgan Stanley
MS
$337B
$3.69M 0.14%
46,731
+941
+2% +$79.3K
CSCO icon
161
Cisco
CSCO
$450B
$3.68M 0.14%
91,900
-4,197
-4% -$186K
MA icon
162
Mastercard
MA
$477B
$3.64M 0.14%
12,794
-565
-4% -$187K
FREL icon
163
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$3.62M 0.14%
151,499
+1,707
+1% +$47.6K
TXN icon
164
Texas Instruments
TXN
$255B
$3.54M 0.14%
22,904
-334
-1% -$56K
XLI icon
165
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.48M 0.13%
41,942
-3,216
-7% -$296K
GILD icon
166
Gilead Sciences
GILD
$161B
$3.46M 0.13%
56,127
+3,197
+6% +$202K
DG icon
167
Dollar General
DG
$25.9B
$3.44M 0.13%
14,326
+819
+6% +$202K
CFO icon
168
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$3.39M 0.13%
52,859
-792
-1% -$52K
FDT icon
169
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$3.39M 0.13%
80,979
+20,852
+35% +$985K
DOW icon
170
Dow Inc
DOW
$21.6B
$3.37M 0.13%
76,773
+15,171
+25% +$769K
VWO icon
171
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.37M 0.13%
92,390
+10,589
+13% +$430K
FBND icon
172
Fidelity Total Bond ETF
FBND
$26.9B
$3.35M 0.13%
75,285
-21,569
-22% -$1.01M
PYPL icon
173
PayPal
PYPL
$49.5B
$3.33M 0.13%
38,639
+1,003
+3% +$88.9K
LRGF icon
174
iShares US Equity Factor ETF
LRGF
$3.52B
$3.32M 0.13%
91,766
-1,796
-2% -$72.1K
WFC icon
175
Wells Fargo
WFC
$261B
$3.32M 0.13%
82,637
+302
+0.4% +$13K
5 6
7
8 9

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.