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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
126
Mastercard
MA
$477B
$5.04M 0.16%
9,575
-23
-0.2% -$11.9K
DUK icon
127
Duke Energy
DUK
$102B
$5.01M 0.16%
46,515
-7,008
-13% -$794K
KO icon
128
Coca-Cola
KO
$354B
$4.99M 0.16%
80,112
-1,263
-2% -$82.4K
ORCL icon
129
Oracle
ORCL
$331B
$4.97M 0.16%
29,835
-2,516
-8% -$447K
NFLX icon
130
Netflix
NFLX
$292B
$4.97M 0.16%
55,720
+3,860
+7% +$318K
CRWD icon
131
CrowdStrike
CRWD
$187B
$4.89M 0.15%
57,124
+14,412
+34% +$1.2M
LMT icon
132
Lockheed Martin
LMT
$134B
$4.88M 0.15%
10,049
+35
+0.3% +$19.1K
BYLD icon
133
iShares Yield Optimized Bond ETF
BYLD
$447M
$4.81M 0.15%
216,839
+2,419
+1% +$54.4K
AMGN icon
134
Amgen
AMGN
$203B
$4.8M 0.15%
18,402
-231
-1% -$68.5K
DIS icon
135
Walt Disney
DIS
$165B
$4.78M 0.15%
42,951
-2,634
-6% -$277K
FVD icon
136
First Trust Value Line Dividend Fund
FVD
$8.29B
$4.78M 0.15%
109,579
+11,465
+12% +$519K
PANW icon
137
Palo Alto Networks
PANW
$264B
$4.77M 0.15%
26,191
+3,925
+18% +$741K
IGSB icon
138
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$4.76M 0.15%
92,030
+816
+0.9% +$42.4K
PEP icon
139
PepsiCo
PEP
$186B
$4.75M 0.15%
31,248
-2,352
-7% -$385K
IGV icon
140
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.74M 0.15%
47,371
+2,396
+5% +$237K
QGRO icon
141
American Century US Quality Growth ETF
QGRO
$1.98B
$4.74M 0.15%
47,544
-5,059
-10% -$497K
VUG icon
142
Vanguard Growth ETF
VUG
$216B
$4.73M 0.15%
69,126
-4,074
-6% -$274K
IXC icon
143
iShares Global Energy ETF
IXC
$2.71B
$4.72M 0.15%
123,550
+9,324
+8% +$382K
VYM icon
144
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.68M 0.15%
36,660
-1,916
-5% -$250K
SECT icon
145
Main Sector Rotation ETF
SECT
$2.75B
$4.67M 0.15%
84,896
+10,066
+13% +$558K
VBR icon
146
Vanguard Small-Cap Value ETF
VBR
$37.1B
$4.64M 0.15%
23,408
+307
+1% +$63K
SO icon
147
Southern Company
SO
$110B
$4.61M 0.14%
56,012
-3,240
-5% -$284K
BAC icon
148
Bank of America
BAC
$435B
$4.6M 0.14%
104,711
-1,975
-2% -$86.9K
FSK icon
149
FS KKR Capital
FSK
$2.98B
$4.51M 0.14%
207,624
+13,943
+7% +$293K
ONEQ icon
150
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$4.47M 0.14%
58,755
-1,054
-2% -$78.9K
4 5
6
7 8

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.