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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1351
CALL
NVIDIA
NVDA
$5.01T
– –
-4,900
Closed -$251K
NXT icon
1352
Nextpower Inc
NXT
$15.2B
– –
-5,326
Closed -$290K
ODFL icon
1353
Old Dominion Freight Line
ODFL
$48.5B
– –
-1,321
Closed -$214K
OGE icon
1354
OGE Energy
OGE
$10.3B
– –
-4,591
Closed -$204K
OPFI icon
1355
OppFi
OPFI
$770M
– –
-38,396
Closed -$537K
PALC icon
1356
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
$210M
– –
-4,675
Closed -$231K
PAY icon
1357
Paymentus
PAY
$3.63B
– –
-32,600
Closed -$1.07M
PAYC icon
1358
Paycom
PAYC
$6.78B
– –
-2,324
Closed -$538K
PBA icon
1359
Pembina Pipeline
PBA
$29.9B
– –
-5,862
Closed -$220K
PEN icon
1360
Penumbra
PEN
$12.5B
– –
-1,328
Closed -$341K
PLG
1361
Platinum Group Metals
PLG
$164M
– –
-32,500
Closed -$49.7K
PMAY icon
1362
Innovator US Equity Power Buffer ETF May
PMAY
$806M
– –
-5,995
Closed -$227K
POCT icon
1363
Innovator US Equity Power Buffer ETF October
POCT
$963M
– –
-5,757
Closed -$238K
PPC icon
1364
Pilgrim's Pride
PPC
$6.82B
– –
-7,233
Closed -$325K
PTMC icon
1365
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
– –
-5,897
Closed -$206K
QQEW icon
1366
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
– –
-4,337
Closed -$592K
QQQE icon
1367
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
– –
-2,322
Closed -$228K
RBLX icon
1368
Roblox
RBLX
$34B
– –
-4,000
Closed -$421K
RGLD icon
1369
Royal Gold
RGLD
$17.1B
– –
-4,078
Closed -$725K
RRC icon
1370
Range Resources
RRC
$9.11B
– –
-14,190
Closed -$577K
SPPP
1371
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
– –
-48,420
Closed -$568K
SQFTW icon
1372
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
– –
-10,218
Closed -$344
STT icon
1373
State Street
STT
$50.9B
– –
-6,542
Closed -$696K
TAXF icon
1374
American Century Diversified Municipal Bond ETF
TAXF
$667M
– –
-6,585
Closed -$322K
TGI
1375
DELISTED
Triumph Group
TGI
– –
-19,400
Closed -$500K
52 53 54
55
56

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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.