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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAF
1276
abrdn Australia Equity Fund
IAF
$120M
$55.5K ﹤0.01%
4,033
– –
ASM
1277
Avino Silver & Gold Mines
ASM
$987M
$55K ﹤0.01%
10,482
-4,135
-28% -$16.7K
GGB icon
1278
Gerdau
GGB
$9.44B
$53.5K ﹤0.01%
17,252
+92
+0.5% +$278
SB icon
1279
Safe Bulkers
SB
$781M
$52.7K ﹤0.01%
11,875
+172
+1% +$730
IBRX icon
1280
ImmunityBio
IBRX
$7.44B
$41.8K ﹤0.01%
17,000
– –
BLDP
1281
Ballard Power Systems
BLDP
$874M
$41.3K ﹤0.01%
+15,189
New +$31.1K
CUE icon
1282
Cue Biopharma
CUE
$135M
$38.3K ﹤0.01%
1,777
-73
-4% -$1.71K
BTM
1283
DELISTED
Bitcoin Depot
BTM
$34.6K ﹤0.01%
1,471
-29
-2% -$909
OXSQ icon
1284
Oxford Square Capital
OXSQ
$151M
$33.4K ﹤0.01%
21,011
+227
+1% +$499
TLRY icon
1285
Tilray
TLRY
$479M
$28K ﹤0.01%
1,621
+7
+0.4% +$67
OPK icon
1286
Opko Health
OPK
$921M
$24.5K ﹤0.01%
15,807
-2,165
-12% -$2.97K
ATOS icon
1287
Atossa Therapeutics
ATOS
$22.8M
$20.8K ﹤0.01%
+1,600
New +$19.8K
INTS icon
1288
Intensity Therapeutics
INTS
$12M
$16.8K ﹤0.01%
2,767
– –
XRX icon
1289
PUT
Xerox
XRX
$337M
$11.4K ﹤0.01%
72,300
-7,900
-10% -$34.9K
NWL icon
1290
PUT
Newell Brands
NWL
$2.16B
$1.44K ﹤0.01%
22,000
-18,100
-45% -$103K
AAL icon
1291
American Airlines Group
AAL
$9.58B
– –
-24,035
Closed -$270K
AFSM icon
1292
First Trust Active Factor Small Cap ETF
AFSM
$111M
– –
-6,947
Closed -$208K
ALHC icon
1293
Alignment Healthcare
ALHC
$4.02B
– –
-20,070
Closed -$281K
ARIS
1294
DELISTED
Aris Water Solutions
ARIS
– –
-20,642
Closed -$488K
ATAT icon
1295
Atour Lifestyle Holdings
ATAT
$4.35B
– –
-20,085
Closed -$653K
BB icon
1296
BlackBerry
BB
$5.01B
– –
-24,327
Closed -$111K
BILS icon
1297
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
– –
-4,975
Closed -$495K
BJ icon
1298
BJs Wholesale Club
BJ
$11.9B
– –
-2,095
Closed -$226K
BKR icon
1299
Baker Hughes
BKR
$56.8B
– –
-9,354
Closed -$359K
BUI icon
1300
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
– –
-9,350
Closed -$241K
50 51
52
53 54

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.