Sigma Planning Corp’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Sigma Planning Corp’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$204K	Hold	5,198	–	–	0.01%	1251
2026 Q2	$214K	Buy	+5,198	New	+$194K	0.01%	1295
2025 Q3	–	Sell	-6,947	Closed	-$208K	–	1292
2025 Q2	$208K	Sell	6,947 -1,599	-19%	-$45.2K	0.01%	1161
2025 Q1	$239K	Sell	8,546 -1,100	-11%	-$32.5K	0.01%	1046
2024 Q4	$290K	Buy	9,646 +601	+7%	+$18.9K	0.01%	941
2024 Q3	$279K	Hold	9,045	–	–	0.01%	987
2024 Q2	$256K	Buy	+9,045	New	+$257K	0.01%	984

Other funds holding AFSM

James J. Burns & Company Melville, New York $937M AUM 13.35% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

MGO One Seven Beachwood, Ohio $6.08B AUM 21.44% 1-Year Est. Return

Advisortrust Partners Raleigh, North Carolina $318M AUM 23.53% 1-Year Est. Return

Crusonia Wealth Advisors Denver, Colorado $667M AUM 14.93% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $2.04B AUM 19.28% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.95B AUM 25.45% 1-Year Est. Return

Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return

Sigma Planning Corp's AFSM Position: Q3 2026 in Review

Sigma Planning Corp held its First Trust Active Factor Small Cap ETF (AFSM) position steady in Q3 2026 at 5,198 shares worth $204K. The position accounts for 0.01% of the portfolio, ranked #1251.

Sigma Planning Corp first reported a position in AFSM in Q2 2024 and has held it in 7 quarters since. The position peaked at $290K in Q4 2024. 12 funds tracked by Wall St. Rank hold AFSM as of Q3 2026.

Sigma Planning Corp held 5,198 shares of First Trust Active Factor Small Cap ETF worth $204K as of Q3 2026.
Sigma Planning Corp left its First Trust Active Factor Small Cap ETF share count unchanged in Q3 2026.
First Trust Active Factor Small Cap ETF made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1251 holding.
Sigma Planning Corp first reported a position in First Trust Active Factor Small Cap ETF in Q2 2024 and has held it in 7 quarters since.
Sigma Planning Corp's First Trust Active Factor Small Cap ETF position peaked at $290K in Q4 2024.
12 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.