Sigma Planning Corp’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Sigma Planning Corp’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$214K	Buy	+5,198	New	+$194K	0.01%	1295
2025 Q3	–	Sell	-6,947	Closed	-$208K	–	1292
2025 Q2	$208K	Sell	6,947 -1,599	-19%	-$45.2K	0.01%	1161
2025 Q1	$239K	Sell	8,546 -1,100	-11%	-$32.5K	0.01%	1046
2024 Q4	$290K	Buy	9,646 +601	+7%	+$18.9K	0.01%	941
2024 Q3	$279K	Hold	9,045	–	–	0.01%	987
2024 Q2	$256K	Buy	+9,045	New	+$257K	0.01%	984

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $924M AUM 22.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

AAP

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

Sigma Planning Corp's AFSM Position: Q2 2026 in Review

Sigma Planning Corp opened a new position in First Trust Active Factor Small Cap ETF (AFSM) in Q2 2026: 5,198 shares worth $214K. The stake represents 0.01% of the portfolio and ranks #1295 among its holdings. This is a return to the name: Sigma Planning Corp previously reported a position in AFSM as recently as Q2 2025.

Sigma Planning Corp first reported a position in AFSM in Q2 2024 and has held it in 6 quarters since. The position peaked at $290K in Q4 2024. 38 funds tracked by Wall St. Rank hold AFSM as of Q2 2026.

Sigma Planning Corp held 5,198 shares of First Trust Active Factor Small Cap ETF worth $214K as of Q2 2026.
First Trust Active Factor Small Cap ETF was a new Sigma Planning Corp position in Q2 2026.
First Trust Active Factor Small Cap ETF made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1295 holding.
Sigma Planning Corp first reported a position in First Trust Active Factor Small Cap ETF in Q2 2024 and has held it in 6 quarters since.
Sigma Planning Corp's First Trust Active Factor Small Cap ETF position peaked at $290K in Q4 2024.
38 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.