SPC
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Sigma Planning Corp’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Sigma Planning Corp’s Portfolio AFSM Stock Details AFSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-6,947
Closed -$208K – 1292
2025
Q2 		$208K Sell
6,947
-1,599
-19% -$45.2K 0.01% 1161
2025
Q1 		$239K Sell
8,546
-1,100
-11% -$32.5K 0.01% 1046
2024
Q4 		$290K Buy
9,646
+601
+7% +$18.9K 0.01% 941
2024
Q3 		$279K Hold
9,045
– – 0.01% 987
2024
Q2 		$256K Buy
+9,045
New +$257K 0.01% 984

Other funds holding AFSM

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
FDCDDQ
Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RW
Rockport Wealth Fairview Park, Ohio $595M AUM 23.65% 1-Year Est. Return
IA
IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Sigma Planning Corp's AFSM Position: Q3 2025 in Review

Sigma Planning Corp sold out of First Trust Active Factor Small Cap ETF (AFSM) in Q3 2025, closing a stake of 6,947 shares — an estimated $208K sold.

Sigma Planning Corp first reported a position in AFSM in Q2 2024 and held it in 5 quarters. The position peaked at $290K in Q4 2024. 31 funds tracked by Wall St. Rank hold AFSM as of Q3 2025.

  • Sigma Planning Corp reported no remaining First Trust Active Factor Small Cap ETF position as of Q3 2025 after selling out during the quarter.
  • Sigma Planning Corp sold 6,947 First Trust Active Factor Small Cap ETF shares in Q3 2025, an estimated $208K.
  • Sigma Planning Corp first reported a position in First Trust Active Factor Small Cap ETF in Q2 2024 and held it in 5 quarters.
  • Sigma Planning Corp's First Trust Active Factor Small Cap ETF position peaked at $290K in Q4 2024.
  • 31 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q3 2025.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.