AFSM icon

First Trust Active Factor Small Cap ETF
AFSM

Overview Fund Activity

26 hedge funds and large institutions have $36.8M invested in First Trust Active Factor Small Cap ETF in 2025 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
9
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
$3.1M
2
IA
IFG Advisory
Georgia
$1.75M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
$8.49M
4
LPL Financial
LPL Financial
California
$1.66M
5
Truist Financial
Truist Financial
North Carolina
$8.27M

Top Sellers

1
CSP
Cary Street Partners
Virginia
$0
2
BAWC
Boyce & Associates Wealth Consulting
Texas
$0
3
BFA
Beacon Financial Advisory
Ohio
$2.29M
4
TRCT
Tower Research Capital (TRC)
New York
$0
5
WEG
World Equity Group
Illinois
$413K
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$8.49M +$1.06M +35,316 +14%
Truist Financial
2
Truist Financial
North Carolina
$8.27M +$1.01M +33,714 +14%
FDCDDQ
3
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.64M +$141K +4,730 +4%
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$3.1M +$3.1M +103,808 New
BFA
5
Beacon Financial Advisory
Ohio
$2.29M -$776K -25,966 -25%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$1.85M +$53.8K +1,802 +3%
IA
7
IFG Advisory
Georgia
$1.75M +$1.75M +58,501 New
LPL Financial
8
LPL Financial
California
$1.66M +$1.02M +34,027 +159%
SCA
9
Snowden Capital Advisors
New York
$986K +$19.4K +648 +2%
KAS
10
Kestra Advisory Services
Texas
$983K +$449K +15,036 +84%
Osaic Holdings
11
Osaic Holdings
Arizona
$568K -$116K -3,860 -17%
CFD
12
Creative Financial Designs
Indiana
$508K +$16K +535 +3%
PFS
13
Prospera Financial Services
Texas
$500K – – –
AAS
14
Avantax Advisory Services
Texas
$477K +$477K +15,949 New
MC
15
Moors & Cabot
Massachusetts
$455K +$39.1K +1,309 +9%
WEG
16
World Equity Group
Illinois
$413K -$499K -16,695 -55%
SMC
17
Smith, Moore & Co
Missouri
$261K -$3.44K -115 -1%
KPWS
18
Kestra Private Wealth Services
Texas
$238K +$238K +7,952 New
SPC
19
Sigma Planning Corp
Michigan
$208K -$47.8K -1,599 -19%
FFA
20
Farther Finance Advisors
California
$59.8K +$59.8K +2,000 New
HI
21
Harbour Investments
Wisconsin
$36.3K – – –
National Bank of Canada
22
National Bank of Canada
Quebec, Canada
$36K – – –
TIM
23
Total Investment Management
Arizona
$19K +$19K +636 New
UBS Group
24
UBS Group
Switzerland
$13.6K +$13.6K +456 New
Bank of America
25
Bank of America
North Carolina
$5.95K +$5.95K +199 New
1
2