LPL Financial
AFSM icon

LPL Financial’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

LPL Financial’s Portfolio AFSM Stock Details AFSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$11.4M Buy
276,705
+94,340
+52% +$3.52M ﹤0.01% 2016
2026
Q1 		$5.99M Buy
182,365
+64,302
+54% +$2.19M ﹤0.01% 2461
2025
Q4 		$3.88M Buy
118,063
+53,837
+84% +$1.75M ﹤0.01% 2770
2025
Q3 		$2.1M Buy
64,226
+8,748
+16% +$275K ﹤0.01% 3274
2025
Q2 		$1.66M Buy
55,478
+34,027
+159% +$963K ﹤0.01% 3303
2025
Q1 		$599K Buy
+21,451
New +$633K ﹤0.01% 3998

Other funds holding AFSM

JJBC
James J. Burns & Company Melville, New York $924M AUM 22.18% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
FDCDDQ
Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
AAP
Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return
IA
IFG Advisory Atlanta, Georgia $2.85B AUM 26.07% 1-Year Est. Return

LPL Financial's AFSM Position: Q2 2026 in Review

LPL Financial increased its First Trust Active Factor Small Cap ETF (AFSM) stake by 52% in Q2 2026, buying an estimated $3.52M and bringing the position to 276,705 shares worth $11.4M. The position accounts for ﹤0.01% of the portfolio, ranked #2016.

LPL Financial first reported a position in AFSM in Q1 2025 and has held it in 6 quarters since. 38 funds tracked by Wall St. Rank hold AFSM as of Q2 2026.

  • LPL Financial held 276,705 shares of First Trust Active Factor Small Cap ETF worth $11.4M as of Q2 2026.
  • LPL Financial bought 94,340 First Trust Active Factor Small Cap ETF shares in Q2 2026, an estimated $3.52M.
  • First Trust Active Factor Small Cap ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #2016 holding.
  • LPL Financial first reported a position in First Trust Active Factor Small Cap ETF in Q1 2025 and has held it in 6 quarters since.
  • 38 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.