LPL Financial’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

LPL Financial’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$5.99M	Buy	182,365 +64,302	+54%	+$2.19M	﹤0.01%	2461
2025 Q4	$3.88M	Buy	118,063 +53,837	+84%	+$1.75M	﹤0.01%	2770
2025 Q3	$2.1M	Buy	64,226 +8,748	+16%	+$275K	﹤0.01%	3274
2025 Q2	$1.66M	Buy	55,478 +34,027	+159%	+$963K	﹤0.01%	3303
2025 Q1	$599K	Buy	+21,451	New	+$633K	﹤0.01%	3998

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

SCA

Snowden Capital Advisors New York $3.76B AUM 23.4% 1-Year Est. Return

LPL Financial's AFSM Position: Q1 2026 in Review

LPL Financial increased its First Trust Active Factor Small Cap ETF (AFSM) stake by 54% in Q1 2026, buying an estimated $2.19M and bringing the position to 182,365 shares worth $5.99M. The position accounts for ﹤0.01% of the portfolio, ranked #2461.

LPL Financial first reported a position in AFSM in Q1 2025 and has held it in 5 quarters since. 32 funds tracked by Wall St. Rank hold AFSM as of Q1 2026.

LPL Financial held 182,365 shares of First Trust Active Factor Small Cap ETF worth $5.99M as of Q1 2026.
LPL Financial bought 64,302 First Trust Active Factor Small Cap ETF shares in Q1 2026, an estimated $2.19M.
First Trust Active Factor Small Cap ETF made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2461 holding.
LPL Financial first reported a position in First Trust Active Factor Small Cap ETF in Q1 2025 and has held it in 5 quarters since.
32 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.