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First Trust Active Factor Small Cap ETF

31 hedge funds and large institutions have $48.9M invested in First Trust Active Factor Small Cap ETF in 2025 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

32% more capital invested

Capital invested by funds: $36.9M → $48.9M (+$12M)

19% more funds holding

Funds holding: 2631 (+5)

0.21% more ownership

Funds ownership: 102.84%103.05% (+0.21%)

Holders
31
Holders Change
+5
Holders Change %
+19.23%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$9.57M +$268K +8,514 +3%
Truist Financial
2
Truist Financial
North Carolina
$9.31M +$247K +7,868 +3%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$5.13M +$1.67M +53,046 +51%
FDCDDQ
4
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.16M +$170K +5,407 +4%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$2.82M +$760K +24,186 +39%
LPL Financial
6
LPL Financial
California
$2.1M +$275K +8,748 +16%
RW
7
Rockport Wealth
Ohio
$2.09M +$2.01M +64,046 New
IA
8
IFG Advisory
Georgia
$1.99M +$76.9K +2,447 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.59M +$878K +27,954 +132%
Citadel Advisors
10
Citadel Advisors
Florida
$1.42M +$1.36M +43,360 New
EFG
11
Ethos Financial Group
Pennsylvania
$1.38M +$1.33M +42,341 New
SCA
12
Snowden Capital Advisors
New York
$1.18M +$98.6K +3,137 +10%
JP Morgan Chase
13
JP Morgan Chase
New York
$969K +$931K +29,617 New
KAS
14
Kestra Advisory Services
Texas
$920K -$150K -4,784 -15%
CFD
15
Creative Financial Designs
Indiana
$556K -$503 -16 -0.1%
PFS
16
Prospera Financial Services
Texas
$547K
MC
17
Moors & Cabot
Massachusetts
$508K +$9.61K +306 +2%
BFA
18
Beacon Financial Advisory
Ohio
$460K -$1.96M -62,418 -82%
WEG
19
World Equity Group
Illinois
$432K -$18.3K -583 -4%
MOS
20
MGO One Seven
Ohio
$352K +$338K +10,770 New
SMC
21
Smith, Moore & Co
Missouri
$308K +$21.1K +672 +8%
KPWS
22
Kestra Private Wealth Services
Texas
$299K +$37.2K +1,184 +15%
FPWM
23
FSB Premier Wealth Management
Iowa
$267K +$257K +8,174 New
Goldman Sachs
24
Goldman Sachs
New York
$200K +$193K +6,127 New
TRCT
25
Tower Research Capital (TRC)
New York
$125K +$120K +3,823 New

AFSM Hedge Fund Activity: Q3 2025 in Review

31 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2025, worth a combined $48.9M — up 32% from $36.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AFSM positions and 3 closed out — a net gain of 6 holders — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Rockport Wealth, opening a new position worth an estimated $2.01M. The largest seller was Beacon Financial Advisory, cutting an estimated $1.96M.

  • 31 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2025, up from 26 in Q2 2025.
  • Funds reported $48.9M of First Trust Active Factor Small Cap ETF stock for Q3 2025, up 32% quarter-over-quarter.
  • 9 funds opened new First Trust Active Factor Small Cap ETF positions in Q3 2025 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q3 2025 was Rockport Wealth, an estimated $2.01M added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q3 2025 was Beacon Financial Advisory, an estimated $1.96M sold.

Based on aggregated 13F filings for Q3 2025.