First Trust Active Factor Small Cap ETF
AFSM
6 hedge funds and large institutions have $2.47M invested in First Trust Active Factor Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 0 increasing their positions, 3 reducing their positions, and 0 closing their positions.
20% more funds holding
Funds holding: 5 → 6 (+1)
5% more capital invested
Capital invested by funds: $2.35M → $2.47M (+$121K)
4.88% less ownership
Funds ownership: 65.05% → 60.17% (-4.9%)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GWM
Geneos Wealth Management
Englewood,
Colorado
|
+$148K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
-$161K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$143K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$22.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Citadel Advisors
Miami,
Florida
| $1.05M | – | – | – |
|
|
PFS
2
Prospera Financial Services
Dallas,
Texas
| $516K | – | – | – |
|
|
TRCT
3
Tower Research Capital (TRC)
New York
| $446K | -$161K | -6,569 | -29% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $278K | -$143K | -5,840 | -37% |
|
|
GWM
5
Geneos Wealth Management
Englewood,
Colorado
| $165K | +$148K | +6,020 | New |
|
|
6
Osaic Holdings
Scottsdale,
Arizona
| $17.6K | -$22.8K | -928 | -59% |
|
AFSM Hedge Fund Activity: Q4 2023 in Review
6 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q4 2023, worth a combined $2.47M — up 5.1% from $2.35M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 3 trimmed.
The largest buyer was Geneos Wealth Management, opening a new position worth an estimated $148K. The largest seller was Tower Research Capital (TRC), cutting an estimated $161K.
- 6 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q4 2023, up from 5 in Q3 2023.
- Funds reported $2.47M of First Trust Active Factor Small Cap ETF stock for Q4 2023, up 5.1% quarter-over-quarter.
- 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q4 2023 and 0 closed out, a net change of +1 holder.
- The largest First Trust Active Factor Small Cap ETF buyer in Q4 2023 was Geneos Wealth Management, an estimated $148K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q4 2023 was Tower Research Capital (TRC), an estimated $161K sold.
Based on aggregated 13F filings for Q4 2023.