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First Trust Active Factor Small Cap ETF
AFSM

2 hedge funds and large institutions have $468K invested in First Trust Active Factor Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding

Funds holding: 1 → 2 (+1)

10.15% less ownership

Funds ownership: 36.14% → 25.99% (-10%)

23% less capital invested

Capital invested by funds: $608K → $468K (-$140K)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
2
Holders Change
+1
Holders Change %
+100%
% of All Funds
0.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
–
Reduced
1
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PFS
Prospera Financial Services
Texas
+$86.8K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$268K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$380K -$268K -15,022 -42%
PFS
2
Prospera Financial Services
Texas
$88K +$86.8K +4,876 New

AFSM Hedge Fund Activity: Q3 2020 in Review

2 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2020, worth a combined $468K — down 23% from $608K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 1 trimmed.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $86.8K. The largest seller was Tower Research Capital (TRC), cutting an estimated $268K.

  • 2 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2020, up from 1 in Q2 2020.
  • Funds reported $468K of First Trust Active Factor Small Cap ETF stock for Q3 2020, down 23% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q3 2020 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q3 2020 was Prospera Financial Services, an estimated $86.8K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $268K sold.

Based on aggregated 13F filings for Q3 2020.