First Trust Active Factor Small Cap ETF
AFSM
6 hedge funds and large institutions have $3.18M invested in First Trust Active Factor Small Cap ETF in 2023 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 0 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
50% more funds holding
Funds holding: 4 → 6 (+2)
1% more capital invested
Capital invested by funds: $3.14M → $3.18M (+$43.9K)
14.58% less ownership
Funds ownership: 69.42% → 54.84% (-15%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$750K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
+$268K |
| 3 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$140K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$82.6K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$20.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$1.3M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
1
Tower Research Capital (TRC)
New York
| $1.1M | +$268K | +11,283 | +31% |
|
|
2
Cetera Investment Advisers
Schaumburg,
Illinois
| $809K | -$1.3M | -54,822 | -61% |
|
|
3
Citadel Advisors
Miami,
Florida
| $733K | +$750K | +31,584 | New |
|
|
PFS
4
Prospera Financial Services
Dallas,
Texas
| $431K | +$140K | +5,883 | +46% |
|
|
5
UBS Group
Zurich,
Switzerland
| $80.8K | +$82.6K | +3,481 | New |
|
|
6
Osaic Holdings
Scottsdale,
Arizona
| $26.3K | +$20.1K | +846 | +282% |
|
AFSM Hedge Fund Activity: Q1 2023 in Review
6 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2023, worth a combined $3.18M — up 1.4% from $3.14M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new AFSM positions and 0 closed out — a net gain of 2 holders — while 3 added to existing stakes and 1 trimmed.
The largest buyer was Citadel Advisors, opening a new position worth an estimated $750K. The largest seller was Cetera Investment Advisers, cutting an estimated $1.3M.
- 6 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2023, up from 4 in Q4 2022.
- Funds reported $3.18M of First Trust Active Factor Small Cap ETF stock for Q1 2023, up 1.4% quarter-over-quarter.
- 2 funds opened new First Trust Active Factor Small Cap ETF positions in Q1 2023 and 0 closed out, a net change of +2 holders.
- The largest First Trust Active Factor Small Cap ETF buyer in Q1 2023 was Citadel Advisors, an estimated $750K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q1 2023 was Cetera Investment Advisers, an estimated $1.3M sold.
Based on aggregated 13F filings for Q1 2023.