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First Trust Active Factor Small Cap ETF
AFSM

3 hedge funds and large institutions have $404K invested in First Trust Active Factor Small Cap ETF in 2021 Q2 according to their latest regulatory filings, with 1 funds opening new positions, increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.38% more ownership

Funds ownership: 22.96% → 30.34% (+7.4%)

0% more funds holding

Funds holding: 3 → 3 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

30% less capital invested

Capital invested by funds: $576K → $404K (-$172K)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
–
Holders Change %
0%
% of All Funds
0.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
–
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SWM
Spire Wealth Management
Virginia
+$6.77K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$198K
2
HI
Harbour Investments
Wisconsin
-$11K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
1
Prospera Financial Services
Texas
$324K – – –
TRCT
2
Tower Research Capital (TRC)
New York
$73K -$198K -7,634 -74%
SWM
3
Spire Wealth Management
Virginia
$7K +$6.77K +261 New
HI
4
Harbour Investments
Wisconsin
– -$11K -420 Closed

AFSM Hedge Fund Activity: Q2 2021 in Review

3 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q2 2021, worth a combined $404K — down 30% from $576K a quarter earlier.

Fund positioning in AFSM was balanced in Q2 2021: 1 fund opened new positions, 1 closed out, 0 added to existing stakes and 1 trimmed.

The largest buyer was Spire Wealth Management, opening a new position worth an estimated $6.77K. The largest seller was Tower Research Capital (TRC), cutting an estimated $198K.

  • 3 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $404K of First Trust Active Factor Small Cap ETF stock for Q2 2021, down 30% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q2 2021 and 1 closed out, a net change of 0 holders.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q2 2021 was Spire Wealth Management, an estimated $6.77K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q2 2021 was Tower Research Capital (TRC), an estimated $198K sold.

Based on aggregated 13F filings for Q2 2021.