First Trust Active Factor Small Cap ETF
AFSM
6 hedge funds and large institutions have $2.37M invested in First Trust Active Factor Small Cap ETF in 2023 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
8.85% more ownership
Funds ownership: 54.84% → 63.68% (+8.8%)
0% more funds holding
Funds holding: 6 → 6 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
26% less capital invested
Capital invested by funds: $3.18M → $2.37M (-$814K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$271K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$164K |
| 3 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$7.16K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$47 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$809K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$520K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$78.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Citadel Advisors
Miami,
Florida
| $957K | +$164K | +7,026 | +22% |
|
|
TRCT
2
Tower Research Capital (TRC)
New York
| $625K | -$520K | -22,322 | -47% |
|
|
PFS
3
Prospera Financial Services
Dallas,
Texas
| $467K | +$7.16K | +307 | +2% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $288K | +$271K | +11,631 | New |
|
|
5
Osaic Holdings
Scottsdale,
Arizona
| $28.4K | +$47 | +2 | +0.2% |
|
|
6
UBS Group
Zurich,
Switzerland
| $2.43K | -$78.9K | -3,383 | -97% |
|
|
7
Cetera Investment Advisers
Schaumburg,
Illinois
| – | -$809K | -34,825 | Closed |
|
AFSM Hedge Fund Activity: Q2 2023 in Review
6 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q2 2023, worth a combined $2.37M — down 26% from $3.18M a quarter earlier.
Fund positioning in AFSM was balanced in Q2 2023: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 2 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $271K. The largest seller was Cetera Investment Advisers, exiting entirely with an estimated $809K sold.
- 6 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q2 2023, unchanged from Q1 2023.
- Funds reported $2.37M of First Trust Active Factor Small Cap ETF stock for Q2 2023, down 26% quarter-over-quarter.
- 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q2 2023 and 1 closed out, a net change of 0 holders.
- The largest First Trust Active Factor Small Cap ETF buyer in Q2 2023 was Susquehanna International Group, an estimated $271K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q2 2023 was Cetera Investment Advisers, an estimated $809K sold.
Based on aggregated 13F filings for Q2 2023.