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First Trust Active Factor Small Cap ETF
AFSM

1 hedge funds and large institutions have $608K invested in First Trust Active Factor Small Cap ETF in 2020 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% less capital invested

Capital invested by funds: $694K → $608K (-$86K)

14.59% less ownership

Funds ownership: 50.73% → 36.14% (-15%)

50% less funds holding

Funds holding: 2 → 1 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
1
Holders Change
-1
Holders Change %
-50%
% of All Funds
0.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
1
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
+$27K

Top Sellers

Rank Fund Capital Flow
1
PWA
Peterson Wealth Advisors
Utah
-$223K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$608K +$27K +1,731 +5%
PWA
2
Peterson Wealth Advisors
Utah
– -$223K -16,326 Closed

AFSM Hedge Fund Activity: Q2 2020 in Review

1 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q2 2020, worth a combined $608K — down 12% from $694K a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of AFSM and 0 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 1 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $27K. The largest seller was Peterson Wealth Advisors, exiting entirely with an estimated $223K sold.

  • 1 institutional investor held First Trust Active Factor Small Cap ETF (AFSM) as of Q2 2020, down from 2 in Q1 2020.
  • Funds reported $608K of First Trust Active Factor Small Cap ETF stock for Q2 2020, down 12% quarter-over-quarter.
  • 0 funds opened new First Trust Active Factor Small Cap ETF positions in Q2 2020 and 1 closed out, a net change of -1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q2 2020 was Tower Research Capital (TRC), an estimated $27K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q2 2020 was Peterson Wealth Advisors, an estimated $223K sold.

Based on aggregated 13F filings for Q2 2020.