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First Trust Active Factor Small Cap ETF
AFSM

2 hedge funds and large institutions have $694K invested in First Trust Active Factor Small Cap ETF in 2020 Q1 according to their latest regulatory filings, with 1 funds opening new positions, increasing their positions, 1 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding

Funds holding: 1 → 2 (+1)

4.78% more ownership

Funds ownership: 45.95% → 50.73% (+4.8%)

26% less capital invested

Capital invested by funds: $943K → $694K (-$249K)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
2
Holders Change
+1
Holders Change %
+100%
% of All Funds
0.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
–
Reduced
1
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PWA
Peterson Wealth Advisors
Utah
+$298K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$211K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$471K -$211K -11,547 -25%
PWA
2
Peterson Wealth Advisors
Utah
$223K +$298K +16,326 New

AFSM Hedge Fund Activity: Q1 2020 in Review

2 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2020, worth a combined $694K — down 26% from $943K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 1 trimmed.

The largest buyer was Peterson Wealth Advisors, opening a new position worth an estimated $298K. The largest seller was Tower Research Capital (TRC), cutting an estimated $211K.

  • 2 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2020, up from 1 in Q4 2019.
  • Funds reported $694K of First Trust Active Factor Small Cap ETF stock for Q1 2020, down 26% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q1 2020 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q1 2020 was Peterson Wealth Advisors, an estimated $298K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q1 2020 was Tower Research Capital (TRC), an estimated $211K sold.

Based on aggregated 13F filings for Q1 2020.